Basic Search
|
Summaries
|
Advanced Search
Violation Tracker UK Parent Company Summary
Parent Company Name: Prudential PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2010: £14,065,622
Number of cases: 17
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| financial offences | £14,000,000 | 1 |
| consumer-protection-related offences | £50,000 | 1 |
| employment-related offences | £15,622 | 15 |
| Top Offence Types | Penalty Total | Number of Cases |
| investor protection violation | £14,000,000 | 1 |
| privacy violation | £50,000 | 1 |
| pension plan violation | £15,622 | 15 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.
Download results as
CSV
or
XML
(maximum 1000; for access to larger downloads contact
Phil Mattera)
