Prudential plc
Prudential PLC
Prudential PLC
14000000
2013
20130327
financial offences
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Prudential was fined £14 million following a finding by the FSA that the company failed to deal with the Authority in an open and cooperative manner, by failing to inform it of acquisition plans involving major regulated companies.
agency action
UK-FSA
Financial Services Authority
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.fca.org.uk/publication/final-notices/fsa-pru-plc.pdf
UK21-16838
Prudential
Prudential PLC
Prudential PLC
50000
2012
20121029
consumer-protection-related offences
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Inaccuracy of customer records
agency action
UK-ICO
Information Commissioner's Office
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://ico.org.uk/action-weve-taken/the-icos-work-to-recover-fines/
UK21-51087
Prudential
Prudential PLC
Prudential PLC
7238
2020
20201009
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2020/po-28558/prudential-retirement-account-po-28558
UK21-52515
Prudential
Prudential PLC
Prudential PLC
1000
2019
20190729
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2019/po-22236/prudential-personal-pension-scheme-po-22236
UK21-52616
Prudential
Prudential PLC
Prudential PLC
500
2019
20190524
employment-related offences
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Failure to provide information/act on instructions
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-25561.pdf
UK21-52631
Prudential
Prudential PLC
Prudential PLC
1000
2019
20190116
employment-related offences
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Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2019/po-23318/scottish-amicable-omnipension-plan-po-23318
UK21-52680
Prudential
Prudential PLC
Prudential PLC
250
2018
20180525
employment-related offences
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Benefits: Incorrectly Calculated
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2018/po-17040/henry-butcher-pension-fund-and-life-assurance-scheme-po-17039
UK21-52738
Prudential
Prudential PLC
Prudential PLC
0
2017
20171221
employment-related offences
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Contributions: Incorrect Calculation
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2017/po-15311/prudential-personal-plan-po-15311
no amount specified
UK21-52782
Prudential
Prudential PLC
Prudential PLC
2727
2017
20170322
employment-related offences
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Benefits: missing
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2017/po-8517/shipbuilding-industries-pension-scheme-and-prudential-personal-pension-plan
UK21-52861
Prudential
Prudential PLC
Prudential PLC
0
2017
20170111
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2017/po-2747/principal-civil-service-pension-scheme-po-2747
UK21-52886
Prudential
Prudential PLC
Prudential PLC
0
2016
20160927
employment-related offences
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Failure to provide information/act on instructions; penalty not specified
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-12562.pdf
UK21-52913
Prudential
Prudential PLC
Prudential PLC
500
2016
20160921
employment-related offences
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Benefits: Incorrectly Calculated
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2016/po-7995/data-general-ltd-employee-benefits-plan-po-7995-po-7995
UK21-52914
Prudential
Prudential PLC
Prudential PLC
0
2014
20140319
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2014/po-1394/prudential-pension-scheme-po-1394
UK21-53063
Prudential
Prudential PLC
Prudential PLC
1387
2012
20120723
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2012/858921/prudential-personal-pension-plan-858921
UK21-53197
Prudential
Prudential PLC
Prudential PLC
520
2011
20110323
employment-related offences
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Failure to provide information/act on instructions
agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2011/814211/prudential-personal-pension-scheme-814211
UK21-53280
Prudential
Prudential PLC
Prudential PLC
0
2022
20220301
employment-related offences
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agency action
UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/CAS-31053-J5J5.pdf
UK21-71124
Prudential
Prudential PLC
Prudential PLC
500
2023
20230310
employment-related offences
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UK-TPO
The Pensions Ombudsman
United Kingdom
publicly traded
financial services
insurance
GB0007099541
https://www.pensions-ombudsman.org.uk/decision/2023/cas-60966-t7c0/nhs-avc-scheme-cas-60966-t7c0
UK21-90758
17