Prudential plc Prudential PLC Prudential PLC 14000000 2013 20130327 financial offences
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Prudential was fined £14 million following a finding by the FSA that the company failed to deal with the Authority in an open and cooperative manner, by failing to inform it of acquisition plans involving major regulated companies. agency action UK-FSA Financial Services Authority United Kingdom publicly traded financial services insurance GB0007099541 https://www.fca.org.uk/publication/final-notices/fsa-pru-plc.pdf UK21-16838
Prudential Prudential PLC Prudential PLC 50000 2012 20121029 consumer-protection-related offences
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Inaccuracy of customer records agency action UK-ICO Information Commissioner's Office United Kingdom publicly traded financial services insurance GB0007099541 https://ico.org.uk/action-weve-taken/the-icos-work-to-recover-fines/ UK21-51087
Prudential Prudential PLC Prudential PLC 7238 2020 20201009 employment-related offences
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Transfers: general agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2020/po-28558/prudential-retirement-account-po-28558 UK21-52515
Prudential Prudential PLC Prudential PLC 1000 2019 20190729 employment-related offences
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Transfers: general agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2019/po-22236/prudential-personal-pension-scheme-po-22236 UK21-52616
Prudential Prudential PLC Prudential PLC 500 2019 20190524 employment-related offences
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Failure to provide information/act on instructions agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-25561.pdf UK21-52631
Prudential Prudential PLC Prudential PLC 1000 2019 20190116 employment-related offences
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Misquote/misinformation agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2019/po-23318/scottish-amicable-omnipension-plan-po-23318 UK21-52680
Prudential Prudential PLC Prudential PLC 250 2018 20180525 employment-related offences
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Benefits: Incorrectly Calculated agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2018/po-17040/henry-butcher-pension-fund-and-life-assurance-scheme-po-17039 UK21-52738
Prudential Prudential PLC Prudential PLC 0 2017 20171221 employment-related offences
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Contributions: Incorrect Calculation agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2017/po-15311/prudential-personal-plan-po-15311 no amount specified UK21-52782
Prudential Prudential PLC Prudential PLC 2727 2017 20170322 employment-related offences
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Benefits: missing agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2017/po-8517/shipbuilding-industries-pension-scheme-and-prudential-personal-pension-plan UK21-52861
Prudential Prudential PLC Prudential PLC 0 2017 20170111 employment-related offences
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Transfers: general agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2017/po-2747/principal-civil-service-pension-scheme-po-2747 UK21-52886
Prudential Prudential PLC Prudential PLC 0 2016 20160927 employment-related offences
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Failure to provide information/act on instructions; penalty not specified agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-12562.pdf UK21-52913
Prudential Prudential PLC Prudential PLC 500 2016 20160921 employment-related offences
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Benefits: Incorrectly Calculated agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2016/po-7995/data-general-ltd-employee-benefits-plan-po-7995-po-7995 UK21-52914
Prudential Prudential PLC Prudential PLC 0 2014 20140319 employment-related offences
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Transfers: general agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2014/po-1394/prudential-pension-scheme-po-1394 UK21-53063
Prudential Prudential PLC Prudential PLC 1387 2012 20120723 employment-related offences
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Transfers: general agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2012/858921/prudential-personal-pension-plan-858921 UK21-53197
Prudential Prudential PLC Prudential PLC 520 2011 20110323 employment-related offences
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Failure to provide information/act on instructions agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2011/814211/prudential-personal-pension-scheme-814211 UK21-53280
Prudential Prudential PLC Prudential PLC 0 2022 20220301 employment-related offences
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agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/CAS-31053-J5J5.pdf UK21-71124
Prudential Prudential PLC Prudential PLC 500 2023 20230310 employment-related offences
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UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services insurance GB0007099541 https://www.pensions-ombudsman.org.uk/decision/2023/cas-60966-t7c0/nhs-avc-scheme-cas-60966-t7c0 UK21-90758
17