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Violation Tracker UK Parent Company Summary

Parent Company Name: Nomura
Ownership Structure: publicly traded
Headquartered in: Japan
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010£1,050,000
Number of cases: 1
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£1,050,0001
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£1,050,0001
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

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CompanyOffence TypeYear sort icon . AgencyPenalty Amount
Instinet Europe Limitedinvestor protection violation2010UK-FSA£1,050,000