Violation Tracker UK Parent Company Summary
Parent Company Name: Nomura
Ownership Structure: publicly traded
Headquartered in: Japan
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010: £1,050,000
Number of cases: 1
|Top Offence Groups (Groups Defined)||Penalty Total||Number of Cases
|Top Offence Types||Penalty Total||Number of Cases
|investor protection violation||£1,050,000||1|
: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
: This company's summary page in the U.S. Violation Tracker can be found here
Individual Penalty Cases:
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