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Violation Tracker UK Parent Company Summary

Parent Company Name: NatWest Group PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2010: £703,650,594
Number of cases: 31
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£363,717,5199
competition-related offences£333,090,0004
consumer-protection-related offences£6,720,00010
employment-related offences£123,0758
Top Offence TypesPenalty TotalNumber of Cases
anti-money-laundering deficiencies£279,122,6193
foreign exchange market manipulation£217,000,0001
interest rate benchmark manipulation£87,500,0001
banking violation£44,200,0003
price-fixing or anti-competitive practices£28,590,0001
mortgage abuses£14,474,6001
internal controls deficiency£14,000,0001
investor protection violation£11,920,3002
consumer protection violation£5,220,0009
insurance violation£1,500,0001
labour standards violation£122,2255
pension plan violation£8503
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
National Westminster Bank plcanti-money-laundering deficiencies2021UK-FCA£264,772,619
The Royal Bank of Scotland plcforeign exchange market manipulation2014UK-FCA£217,000,000
The Royal Bank of Scotland plcinterest rate benchmark manipulation2013UK-FSA£87,500,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank Plcbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland Group plcprice-fixing or anti-competitive practices2011UK-OFT£28,590,000
The Royal Bank of Scotland plc and National Westminster Bank Plcmortgage abuses2014UK-FCA£14,474,600
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.internal controls deficiency2014UK-PRA£14,000,000
Coutts & Companyanti-money-laundering deficiencies2012UK-FSA£8,750,000
Coutts & Companyinvestor protection violation2011UK-FSA£6,300,000
The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V.investor protection violation2013UK-FCA£5,620,300
The Royal Bank of Scotland plc et al.anti-money-laundering deficiencies2010UK-FSA£5,600,000
Royal Bank of Scotland Plc and National Westminster Bank Plcconsumer protection violation2011UK-FSA£2,800,000
Royal Bank of Scotland Groupbanking violation2020UK-CMA£2,200,000
National Westminster Bank Plc et al.consumer protection violation2022UK-PSR£1,820,000
Royal Bank of Scotland Groupinsurance violation2019UK-CMA£1,500,000
NatWest Group plcconsumer protection violation2022UK-CMA£600,000
National Westminster Bank plclabour standards violation2023UK-ET£87,699
The Royal Bank of Scotland plclabour standards violation2017UK-ET£20,870
The Royal Bank of Scotland PLClabour standards violation2018UK-ET£6,509
Natwest Markets plclabour standards violation2021UK-ET£3,999
The Royal Bank of Scotland plclabour standards violation2017UK-ET£3,148
RBS Retirement Savings Trustee Limitedpension plan violation2020UK-TPO£500
Royal Bank of Scotland Grouppension plan violation2011UK-TPO£350
NatWest Groupbanking violation2021UK-CMA£0
National Westminster Bank plcconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland plcconsumer protection violation2013UK-OFT£0
The Royal Bank of Scotland Group PLCpension plan violation2018UK-TPO£0
NatWest Groupconsumer protection violation2022UK-CMA£0
NatWest Groupconsumer protection violation2022UK-CMA£0
NatWest Group plcconsumer protection violation2022UK-CMA£0
NatWest Group plcconsumer protection violation2023UK-CMA£0