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Violation Tracker UK Parent Company Summary

Parent Company Name: Mitsubishi UFJ Financial Group
Ownership Structure: publicly traded
Headquartered in: Japan
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010£26,775,000
Number of cases: 2
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£26,775,0002
Top Offence TypesPenalty TotalNumber of Cases
internal controls deficiency£26,775,0002
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
Bank of Tokyo Mitsubishi UFJ Limitedinternal controls deficiency2017UK-PRA£17,850,000
MUFG Securities EMEA plcinternal controls deficiency2017UK-PRA£8,925,000