JLT Specialty Limited
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
1876000
2013
20131219
consumer-protection-related offences
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JLT Specialty paid a £1.8 million fine in settlement of a finding by the FCA that the company failed to have adequate systems and controls to counter bribery and corruption risks in its insurance broker and risk management services.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United States
publicly traded
financial services
insurance
US5717481023
https://www.fca.org.uk/news/press-releases/firm-fined-%C2%A318million-unacceptable-approach-bribery-corruption-risks-overseas
UK21-16784
Mercer Limited, in its capacity as administrator of the Scheme
Marsh & McLennan
Marsh & McLennan
500
2021
20210525
employment-related offences
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Pension Plan Violation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2021/po-20989/gkn-group-pension-scheme-no2-po-20989
UK21-52485
JLT Benefit Solutions Ltd
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
1000
2020
20201006
employment-related offences
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Pension Plan Violation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2020/cas-32468-h7m3/santander-uk-group-pension-scheme-cas-32468-h7m3
UK21-52518
JLT Benefit Solutions Limited
Marsh & McLennan
Marsh & McLennan
1000
2019
20191024
employment-related offences
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Failure to provide information/act on instructions
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-21046.pdf
UK21-52604
Mercer Limited (Mercer)
Marsh & McLennan
Marsh & McLennan
1000
2019
20190508
employment-related offences
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Administration
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-15840.pdf
UK21-52635
JLT Benefits Solutions Limited
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
1000
2018
20180731
employment-related offences
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Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2018/po-6325/g4s-pension-scheme-po-6325
UK21-52721
Mercer Ltd.
Marsh & McLennan
Marsh & McLennan
0
2018
20180320
employment-related offences
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Membership
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2018/po-5617/malcolm-group-staff-pension-scheme-po-5617
UK21-52758
JLT Benefits Solutions Limited
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
500
2017
20171212
employment-related offences
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Post retirement increases (escalation): RPI/CPI
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2017/po-13742/cmg-uk-pension-scheme-po-13742
UK21-52784
Mercer Limited (Mercer)
Marsh & McLennan
Marsh & McLennan
0
2014
20140328
employment-related offences
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Benefits: missing
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2014/po-1746/global-shipping-services-group-money-purchase-pension-scheme-po-1745
no amount specified
UK21-53055
JLT Benefit Solutions
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
400
2014
20140219
employment-related offences
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Benefits: Incorrectly Calculated
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2014/po-1168/g4s-pension-scheme-po-1168
UK21-53067
Mercer Ltd.
Marsh & McLennan
Marsh & McLennan
350
2013
20131025
employment-related offences
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Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2013/po-820/bank-tokyo-mitsubishi-po-820
UK21-53098
JLT Actuaries & Consultants Ltd
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
150
2013
20130731
employment-related offences
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Benefits: Incorrectly Calculated
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2013/po-167/hsbc-bank-uk-pension-scheme-po-166
UK21-53120
JLT Benefit Solutions Ltd
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
300
2013
20130326
employment-related offences
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Post retirement increases (escalation): general
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2013/836892/wrvs-services-welfare-pension-scheme-836892
UK21-53151
JLT Benefit Solutions Ltd
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
1000
2012
20121102
employment-related offences
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Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2012/820351/stanplan-f-robert-prettie-co-ltd-820351
UK21-53184
JLT Benefit Solutions Ltd
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
1000
2012
20121102
employment-related offences
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Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2012/822971/stanplan-f-robert-prettie-co-ltd-822971
UK21-53185
Mercer Ltd
Marsh & McLennan
Marsh & McLennan
224
2012
20120925
employment-related offences
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Failure to provide information/act on instructions
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2012/855962/countrywide-plc-pension-scheme-defined-benefits-section-855962
UK21-53189
JLT Benefit Solutions Ltd
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
500
2012
20120328
employment-related offences
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Pension Plan Violation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2012/821211/booker-pension-scheme-821211
UK21-53209
JLT Benefit Solutions Ltd (JLT)
Marsh & McLennan
Jardine Lloyd Thompson Group
Marsh & McLennan acquired JLT in 2019.
0
2011
20110715
employment-related offences
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Pension Plan Violation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2011/816251/tyco-holdings-uk-ltd-care-pension-scheme-816251
no amount specified
UK21-53266
Mercer Ltd.
Marsh & McLennan
Marsh & McLennan
100
2011
20110701
employment-related offences
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Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2011/809332/servier-laboratories-pension-scheme-809332
UK21-53267
Mercer Ltd.
Marsh & McLennan
Marsh & McLennan
250
2011
20110302
employment-related offences
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Transfers: general
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2011/800292/countrywide-plc-pension-scheme-defined-contribution-section-800292
UK21-53284
Mercer Human Resource Consulting plc (Mercer)
Marsh & McLennan
Marsh & McLennan
5750
2011
20110217
employment-related offences
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Benefits: missing
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2011/766601/samuelson-group-plc-1991-pension-scheme-766601
UK21-53288
JLT EB Services Limited
Marsh & McLennan
Marsh & McLennan
London
England
24900
2020
20201231
employment-related offences
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Unpaid Escalating Penalty Notice, company subject to Court Order
agency action
UK-TPR
The Pensions Regulator
United States
publicly traded
financial services
insurance
US5717481023
https://webarchive.nationalarchives.gov.uk/20210425043729/https://www.thepensionsregulator.gov.uk/en/document-library/enforcement-activity/penalty-notices
UK21-53340
JLT Specialty Limited
Marsh & McLennan
Marsh & McLennan
7881700
2022
20220622
financial offences
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JLT agreed to pay a £7.8 million fine in settlement of a finding by the FCA that the company had failed to manage its business and risks responsibly and effectively, with financial crime control failings that allowed bribery to take place.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United States
publicly traded
financial services
insurance
US5717481023
https://www.fca.org.uk/news/press-releases/jlt-specialty-limited-fined-7.8m-pounds-financial-crime-control-failings
UK21-72102
Mercer Limited
Marsh & McLennan
Marsh & McLennan
2000
2022
20220627
employment-related offences
Warning: Undefined array key "offence_type" in /usr/home/goodjobsfirst/public_html/Live-UK-ViolationTracker/function.php on line 348
Misquote/misinformation
agency action
UK-TPO
The Pensions Ombudsman
United States
publicly traded
financial services
insurance
US5717481023
https://www.pensions-ombudsman.org.uk/decision/2022/cas-50949-z3m6/jaguar-pension-plan-cas-50949-z3m6
UK21-79520
24