The Prudential Assurance Company Limited M&G PLC M&G PLC 23875000 2019 20190930 financial offences
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Prudential paid a £34 million fine (minus a 30% discount) in settlement of the FCA finding that the company failed to ensure fair and appropriate information was given to customers buying annuities. agency action settlement of FCA Decision UK-FCA Financial Conduct Authority United Kingdom publicly traded financial services asset management GB00BKFB1C65 https://www.fca.org.uk/news/press-releases/fca-fines-prudential-failures-relating-non-advised-annuities-sales UK21-16708
The Prudential Assurance Company Limited M&G PLC Prudential plc Prudential changed holding company and name to M&G Prudential in 2018, and in 2019 split into Prudential plc and M&G plc, with Prudential Assurance Co. a subsidiary of M&G. 16000000 2013 20130327 financial offences
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Prudential was fined £16 million following a finding by the FSA that the company failed to deal with the Authority in an open and cooperative manner, by failing to inform it of acquisition plans involving major regulated companies. agency action UK-FSA Financial Services Authority United Kingdom publicly traded financial services asset management GB00BKFB1C65 https://www.fca.org.uk/publication/final-notices/fsa-prudential-plc.pdf UK21-16837
Prudential Assurance Company Limited M&G PLC Prudential plc Prudential changed holding company and name to M&G Prudential in 2018, and in 2019 split into Prudential plc and M&G plc, with Prudential Assurance Co. a subsidiary of M&G. 0 2015 20150417 employment-related offences
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Pension Liberation agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services asset management GB00BKFB1C65 https://www.pensions-ombudsman.org.uk/sites/default/files/decisions/PO-3590.pdf no amount specified UK21-52977
Prudential Assurance Company Limited. M&G PLC Prudential plc Prudential changed holding company and name to M&G Prudential in 2018, and in 2019 split into Prudential plc and M&G plc, with Prudential Assurance Co. a subsidiary of M&G. 7171 2012 20121008 employment-related offences
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Pension Plan Violation agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services asset management GB00BKFB1C65 https://www.pensions-ombudsman.org.uk/decision/2012/852972/prudential-pension-plan-852972 UK21-53188
The Prudential Assurance Company Limited M&G PLC Prudential plc Prudential changed holding company and name to M&G Prudential in 2018, and in 2019 split into Prudential plc and M&G plc, with Prudential Assurance Co. a subsidiary of M&G. 483 2011 20110207 employment-related offences
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Benefits: refusal/failure to pay or late payment agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services asset management GB00BKFB1C65 https://www.pensions-ombudsman.org.uk/decision/2011/804791/scottish-teachers-superannuation-scheme-804791 UK21-53290
Prudential Assurance Company Ltd M&G PLC Prudential plc Prudential changed holding company and name to M&G Prudential in 2018, and in 2019 split into Prudential plc and M&G plc, with Prudential Assurance Co. a subsidiary of M&G. 500 2011 20110112 employment-related offences
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Administration agency action UK-TPO The Pensions Ombudsman United Kingdom publicly traded financial services asset management GB00BKFB1C65 https://www.pensions-ombudsman.org.uk/decision/2011/750761/prudential-personal-pension-750761 UK21-53293
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