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Violation Tracker UK Parent Company Summary
Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2010: £397,317,447
Number of cases: 5
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| competition-related offences | £222,166,000 | 1 |
| financial offences | £174,006,200 | 3 |
| employment-related offences | £1,145,247 | 1 |
| Top Offence Types | Penalty Total | Number of Cases |
| foreign exchange market manipulation | £222,166,000 | 1 |
| investor protection violation | £174,006,200 | 3 |
| labour standards violation | £1,145,247 | 1 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.
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| Company | Offence Type | Year | Agency  | Penalty Amount |
| J P Morgan Securities plc | labour standards violation | 2021 | UK-ET | £1,145,247 |
| JPMorgan Chase Bank N.A. | foreign exchange market manipulation | 2014 | UK-FCA | £222,166,000 |
| JPMorgan Chase Bank N.A. | investor protection violation | 2013 | UK-FCA | £137,610,000 |
| J.P. Morgan International Bank Limited | investor protection violation | 2013 | UK-FCA | £3,076,200 |
| J.P. Morgan Securities Ltd. | investor protection violation | 2010 | UK-FSA | £33,320,000 |
