Invesco Asset Management Limited and Invesco Fund Managers Limited
Invesco
Invesco
18643000
2014
20140424
financial offences
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Invesco paid an £18.6 million fine in settlement of a finding by the FCA that it exposed investors to greater levels of risk that it led them to expect, and failed to clearly inform investors of the associated risks of the use of derivatives.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United States
publicly traded
financial services
investment management
BMG491BT1088
https://www.fca.org.uk/news/press-releases/invesco-perpetual-fined-%C2%A3186-million-failings-fund-management
UK21-16776
International Automotive Components Group Limited
Invesco
Invesco
North Warwickshire
England
9310
2014
20140930
safety-related offences
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Manufacturing
agency action
conviction
4415156
UK-HSE
Health and Safety Executive
United States
publicly traded
financial services
investment management
BMG491BT1088
https://resources.hse.gov.uk/convictions-history/case/case_details.asp?SF=CN&SV=4415156
Penalty amount is the sum of the fine and any costs awarded to HSE.
UK21-46980
2