Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Parent Company Summary

Parent Company Name: Interactive Brokers Group
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: stock brokerage
Penalty total since 2010£1,049,412
Number of cases: 1
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£1,049,4121
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£1,049,4121
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyOffence TypeYearAgency sort iconPenalty Amount
Interactive Brokers (UK)investor protection violation2018UK-FCA£1,049,412