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Violation Tracker UK Parent Company Summary

Parent Company Name: Goldman Sachs
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2010£148,491,500
Number of cases: 5
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£148,461,5004
employment-related offences£30,0001
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£100,153,1003
risk management failure£48,308,4001
labour standards violation£30,0001
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYear sort iconAgencyPenalty Amount
Goldman Sachs Internationalinvestor protection violation2020UK-FCA£48,308,400
Goldman Sachs Internationalrisk management failure2020UK-PRA£48,308,400
Goldman Sachs Internationalinvestor protection violation2019UK-FCA£34,344,700
Neovia Logistics Services (UK) Limitedlabour standards violation2017UK-ET£30,000
Goldman Sachs Internationalinvestor protection violation2010UK-FSA£17,500,000