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Violation Tracker UK Parent Company Summary
Parent Company Name: Goldman Sachs
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2010: £148,491,500
Number of cases: 5
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| financial offences | £148,461,500 | 4 |
| employment-related offences | £30,000 | 1 |
| Top Offence Types | Penalty Total | Number of Cases |
| investor protection violation | £100,153,100 | 3 |
| risk management failure | £48,308,400 | 1 |
| labour standards violation | £30,000 | 1 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.
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