"Company","Current Parent Company","Parent at the Time of the Penalty Announcement","Recap of Ownership Changes","City / Town","County","Nation / Region","Company Number","Penalty (in pounds)","Penalty Year","Penalty Date","Offence Group","Offence Type","Violation Description","Settlement Type","Case Number","Agency","HQ Country of Parent","Ownership Structure of Parent","Major Industry of Parent","Specific Industry of Parent","Parent company ISIN","Source of Data","Source Notes" "GAM International Management Ltd","GAM Holding AG","GAM Holding AG","","","","","","9,103,523","2022","20220330","financial offences","investor protection violation","GAM International agreed to pay a £9,103,523 fine following a finding by the FCA that the company failed to manage conflicts of interest with incentives offered by Greenshill Capital to an investment manager.","settlement of FCA Decision","","Financial Conduct Authority","Switzerland","publicly traded","financial services","investment management","CH0102659627","https://www.fca.org.uk/news/press-releases/fca-fines-gam-international-management-former-investment-director-timothy-haywood",""