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Violation Tracker UK Parent Company Summary

Parent Company Name: GAM Holding AG
Ownership Structure: publicly traded
Headquartered in: Switzerland
Major Industry: financial services
Specific Industry: investment management
Penalty total since 2010£9,103,523
Number of cases: 1
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£9,103,5231
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£9,103,5231
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.

Individual Penalty Cases:

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Company sort iconOffence TypeYearAgencyPenalty Amount
GAM International Management Ltdinvestor protection violation2022UK-FCA£9,103,523