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Violation Tracker UK Parent Company Summary
Parent Company Name: Credit Suisse
Ownership Structure: publicly traded
Headquartered in: Switzerland
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2010: £302,327,376
Number of cases: 5
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| financial offences | £302,307,376 | 4 |
| employment-related offences | £20,000 | 1 |
| Top Offence Types | Penalty Total | Number of Cases |
| banking violation | £292,209,276 | 1 |
| investor protection violation | £10,098,100 | 3 |
| labour standards violation | £20,000 | 1 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
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| Company | Offence Type  . | Year | Agency | Penalty Amount |
| Credit Suisse | banking violation | 2021 | UK-FCA | £292,209,276 |
| Credit Suisse International | investor protection violation | 2014 | UK-FCA | £2,398,100 |
| Credit Suisse (UK) Limited | investor protection violation | 2011 | UK-FSA | £5,950,000 |
| Credit Suisse Securities (Europe) Limited et al. | investor protection violation | 2010 | UK-FSA | £1,750,000 |
| Credit Suisse Services, AG | labour standards violation | 2021 | UK-ET | £20,000 |
