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Violation Tracker UK Parent Company Summary
Parent Company Name: Charles Schwab Corp.
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010: £8,963,200
Number of cases: 1
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| financial offences | £8,963,200 | 1 |
| Top Offence Types | Penalty Total | Number of Cases |
| investor protection violation | £8,963,200 | 1 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
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