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Violation Tracker UK Parent Company Summary

Parent Company Name: BlackRock
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010£9,533,462
Number of cases: 3
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£9,533,1001
employment-related offences£3622
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£9,533,1001
pension plan violation£3622
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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Company sort iconOffence TypeYearAgencyPenalty Amount
BlackRock Pensions Limitedpension plan violation2011UK-TPO£250
BlackRock Life Limitedpension plan violation2012UK-TPO£112
Blackrock Investment Management (UK) Limitedinvestor protection violation2012UK-FSA£9,533,100