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Violation Tracker UK Parent Company Summary
Parent Company Name: Barclays
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010: £575,912,704
Number of cases: 29
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| competition-related offences | £343,932,000 | 3 |
| financial offences | £184,677,369 | 8 |
| consumer-protection-related offences | £46,317,143 | 10 |
| employment-related offences | £983,192 | 7 |
| environment-related offences | £3,000 | 1 |
| Top Offence Types | Penalty Total | Number of Cases |
| foreign exchange market manipulation | £284,432,000 | 1 |
| investor protection violation | £112,606,059 | 6 |
| anti-money-laundering deficiencies | £72,069,400 | 1 |
| interest rate benchmark manipulation | £59,500,000 | 1 |
| consumer protection violation | £46,317,143 | 8 |
| labour standards violation | £981,442 | 4 |
| environmental violation | £3,000 | 1 |
| banking violation | £1,910 | 1 |
| pension plan violation | £1,750 | 3 |
| insurance violation | £0 | 2 |
| price-fixing or anti-competitive practices | £0 | 1 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.
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| Company | Offence Type | Year  | Agency | Penalty Amount |
| Barclays Capital Securities Limited | investor protection violation | 2011 | UK-FSA | £1,127,559 |
| Barclays Bank plc | investor protection violation | 2011 | UK-FSA | £7,700,000 |
| Barclays Bank plc | price-fixing or anti-competitive practices | 2011 | UK-OFT | £0 |
| Barclays Bank plc | interest rate benchmark manipulation | 2012 | UK-FSA | £59,500,000 |
| Barclays Bank plc | investor protection violation | 2014 | UK-FCA | £37,745,000 |
| Barclays Bank plc | investor protection violation | 2014 | UK-FCA | £26,033,500 |
| Barclays Bank plc | anti-money-laundering deficiencies | 2015 | UK-FCA | £72,069,400 |
| Barclays Bank plc | foreign exchange market manipulation | 2015 | UK-FCA | £284,432,000 |
| Barclays Bank UK plc | insurance violation | 2016 | UK-CMA | £0 |
| Barclays Wealth Management | pension plan violation | 2016 | UK-TPO | £1,000 |
| Barclays Stockbrokers Limited | pension plan violation | 2016 | UK-TPO | £750 |
| Barclays Bank | pension plan violation | 2017 | UK-TPO | £0 |
| Barclays Bank UK plc | insurance violation | 2018 | UK-CMA | £0 |
| Barclays Bank UK plc and Barclays Bank plc | banking violation | 2019 | UK-CMA | £1,910 |
| Barclays Bank Plc | labour standards violation | 2019 | UK-ET | £9,155 |
| Barclays Services Ltd | labour standards violation | 2019 | UK-ET | £947,585 |
| Barclays PLC | environmental violation | 2020 | UK-EA | £3,000 |
| Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd. | consumer protection violation | 2020 | UK-FCA | £26,056,400 |
| Barclays Bank UK plc | labour standards violation | 2020 | UK-ET | £15,010 |
| Barclays Bank UK plc | labour standards violation | 2021 | UK-ET | £9,692 |
| Barclays Bank UK plc | consumer protection violation | 2022 | UK-CMA | £0 |
| Barclays Bank UK plc | consumer protection violation | 2022 | UK-CMA | £0 |
| Barclays Bank Plc | consumer protection violation | 2022 | UK-FCA | £10,860,743 |
| Barclays | consumer protection violation | 2022 | UK-CMA | £0 |
| Barclays | consumer protection violation | 2022 | UK-CMA | £1,000,000 |
| Barclays | consumer protection violation | 2022 | UK-PSR | £8,400,000 |
| Barclays Bank UK plc | consumer protection violation | 2024 | UK-CMA | £0 |
| Barclays plc | investor protection violation | 2024 | UK-FCA | £30,000,000 |
| Barclays Bank plc | investor protection violation | 2024 | UK-FCA | £10,000,000 |
