The Bank of New York Mellon International Limited et al.
Bank of New York Mellon
Bank of New York Mellon
126000000
2015
20150414
financial offences
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The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited paid a £126 million fine in settlement of a finding by the FCA that the companies failed to comply with custody rules to ensure they had adequate controls and records to protect client assets.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United States
publicly traded
financial services
banking
US0640581007
https://www.fca.org.uk/news/press-releases/fca-fines-bank-new-york-mellon-london-branch-and-bank-new-york-mellon
UK21-16752
BNY Mellon Corporate Trustee Services Ltd TCSP
Bank of New York Mellon
Bank of New York Mellon
9465
2021
20210731
financial offences
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Included in a list of companies that did not comply with anti-money-laundering regulations. This breach is for failing to apply for registration at the required time.
agency action
UK-HMRC
HM Revenue & Customs
United States
publicly traded
financial services
banking
US0640581007
https://www.gov.uk/government/publications/businesses-not-complying-with-money-laundering-regulations-in-2018-to-2019/list-of-businesses-for-tax-year-2019-to-2020-that-have-not-complied-with-the-2017-money-laundering-regulations
UK21-80073
2