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Violation Tracker UK Parent Company Summary

Parent Company Name: Bank of New York Mellon
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010£126,009,465
Number of cases: 2
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£126,009,4652
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£126,000,0001
anti-money-laundering deficiencies£9,4651
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
BNY Mellon Corporate Trustee Services Ltd TCSPanti-money-laundering deficiencies2021UK-HMRC£9,465
The Bank of New York Mellon International Limited et al.investor protection violation2015UK-FCA£126,000,000