The Bank of New York Mellon International Limited et al. Bank of New York Mellon Bank of New York Mellon 126000000 2015 20150414 financial offences
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The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited paid a £126 million fine in settlement of a finding by the FCA that the companies failed to comply with custody rules to ensure they had adequate controls and records to protect client assets. agency action settlement of FCA Decision UK-FCA Financial Conduct Authority United States publicly traded financial services banking US0640581007 https://www.fca.org.uk/news/press-releases/fca-fines-bank-new-york-mellon-london-branch-and-bank-new-york-mellon UK21-16752
BNY Mellon Corporate Trustee Services Ltd TCSP Bank of New York Mellon Bank of New York Mellon 9465 2021 20210731 financial offences
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Included in a list of companies that did not comply with anti-money-laundering regulations. This breach is for failing to apply for registration at the required time. agency action UK-HMRC HM Revenue & Customs United States publicly traded financial services banking US0640581007 https://www.gov.uk/government/publications/businesses-not-complying-with-money-laundering-regulations-in-2018-to-2019/list-of-businesses-for-tax-year-2019-to-2020-that-have-not-complied-with-the-2017-money-laundering-regulations UK21-80073
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