Bank of America
Bank of America
Bank of America
London
England
1033
2016
20160801
environment-related offences
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Civil penalty for failure to comply with regulation 9 of the Greenhouse Gas Emissions Trading Scheme Regulations 2012. The operator carried out a regulated activity at their installation without a permit.
agency action
Climate change regime violation
UK-EA
Environment Agency
United States
publicly traded
financial services
banking
US0605051046
https://webarchive.nationalarchives.gov.uk/20170425172819/https://www.gov.uk/government/publications/climate-change-regimes-civil-penalties-imposed/eu-ets-civil-penalties-stationary-installations
UK21-16307
Bank of America
Bank of America
Bank of America
England
583
2016
20160801
environment-related offences
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Civil penalty for failure to comply with regulation 9 of the Greenhouse Gas Emissions Trading Scheme Regulations 2012. The operator carried out a regulated activity at their installation without a permit.
agency action
Climate change regime violation
UK-EA
Environment Agency
United States
publicly traded
financial services
banking
US0605051046
https://webarchive.nationalarchives.gov.uk/20170425172819/https://www.gov.uk/government/publications/climate-change-regimes-civil-penalties-imposed/eu-ets-civil-penalties-stationary-installations
UK21-16316
Merrill Lynch International
Bank of America
Bank of America
34524000
2017
20171018
financial offences
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Merrill Lynch paid a £34.5 million fine in settlement of a finding by the FCA that the company failed to report 68.5 million transactions in exchange traded derivatives because it had insufficient oversight and resources allocated.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United States
publicly traded
financial services
banking
US0605051046
https://www.fca.org.uk/news/press-releases/fca-fines-merrill-lynch-failing-report-transactions
UK21-16729
Merrill Lynch International
Bank of America
Bank of America
13285900
2015
20150422
financial offences
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Merrill Lynch paid a £13.2 million fine in settlement of a finding by the FCA that the company incorrectly reported and failed to report transactions between 2007 and 2014.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United States
publicly traded
financial services
banking
US0605051046
https://www.fca.org.uk/news/press-releases/fca-fines-merrill-lynch-international-%C2%A3132-million-transaction-reporting
UK21-16750
4