Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited
Abrdn PLC
Aberdeen Asset Management
Aberdeen Asset Management merged with Standard Life Assurance in 2017, becoming Standard Life Aberdeen, which changed name to Abrdn in 2021.
7192500
2013
20130902
financial offences
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Aberdeen paid a £7.2 million fine in settlement of a finding by the FCA that the company failed to properly organise and document client money placed in Money Market Deposits with third party banks, placing client assets at risk if the company became insolvent.
agency action
settlement of FCA Decision
UK-FCA
Financial Conduct Authority
United Kingdom
publicly traded
financial services
investment management
GB00BF8Q6K64
https://www.fca.org.uk/news/press-releases/aberdeen-asset-managers-and-aberdeen-fund-management-fined-%C2%A372-million-failing
UK21-16794
Pearson Jones and Company (Trustees) Ltd
Abrdn PLC
Standard Life
Aberdeen Asset Management merged with Standard Life Assurance in 2017, becoming Standard Life Aberdeen, which changed name to Abrdn in 2021.
600
2017
20170930
employment-related offences
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Fine for failing to produce a scheme return.
agency action
UK-TPR
The Pensions Regulator
United Kingdom
publicly traded
financial services
investment management
GB00BF8Q6K64
https://webarchive.nationalarchives.gov.uk/20180103165947/http://www.thepensionsregulator.gov.uk/doc-library/escalating-penalty-notices.aspx
UK21-54589
2