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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYear sort iconAgencyPenalty Amount
HSBC Bank plc and HSBC UK Bank plcHSBCinternal controls deficiency2024UK-PRA£57,417,500
Connells ResidentialSkipton Building Societylabour standards violation2024UK-BEIS£17,087
Roadchef LimitedMacquarielabour standards violation2024UK-BEIS£119,272
Southern WaterMacquarieenvironmental violation2024UK-EA£348,945
AvivaAviva PLCpension plan violation2023UK-TPO£0
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2023UK-TPO£1,000
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Bank of Ireland UKBank of Irelandconsumer protection violation2023UK-ICO£0
Scottish WidowsLloyds Banking Grouppension plan violation2023UK-TPO£500
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2023UK-ET£473,148
Credit Suisse International and Credit Suisse Securities (Europe) LtdUBSinternal controls deficiency2023UK-PRA£87,082,000
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2023UK-FCA£7,671,800
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
AJ Bell Investcentre​AJ Bell PLCpension plan violation2023UK-TPO£10,988
PrudentialPrudential PLCpension plan violation2023UK-TPO£500
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2023UK-CMA£0
Citigroup Global Markets LimitedCitigroupprice-fixing or anti-competitive practices2023UK-CMA£0
Southern WaterMacquarieenvironmental violation2023UK-DWI£0
BNP Paribas Real Estate Advisory & Property Management UK LimitedBNP Paribaslabour standards violation2023UK-BEIS£933
Co-operative Bank plcCo-operative Banklabour standards violation2023UK-ET£19,191
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2023UK-CMA£0
TSB Bank plcBanco de Sabadellconsumer protection violation2023UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2023UK-CMA£0
Co-operative BankCo-operative Bankconsumer protection violation2023UK-CMA£0
Morgan Stanley & Co. International plcMorgan Stanleyenergy market violation2023UK-OFGEM£5,411,149
National Westminster Bank plcNatWest Group PLClabour standards violation2023UK-ET£87,699
Swiss Re Corporate Solutions Services LtdSwiss Relabour standards violation2023UK-ET£1,287
Direct Line Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2023UK-ET£64,645
Roadchef LimitedMacquarieprice-fixing or anti-competitive practices2022UK-CMA£0
Southern Water Services LimitedMacquarieenvironmental violation2022UK-EA£0
MastercardMasterCardprice-fixing or anti-competitive practices2022UK-PSR£31,560,062
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Lloyds Bank plcLloyds Banking Grouplabour standards violation2022UK-ET£84,419
Barclays Bank PlcBarclaysconsumer protection violation2022UK-FCA£10,860,743
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
JLT Specialty LimitedMarsh & McLennananti-money-laundering deficiencies2022UK-FCA£7,881,700
GAM International Management LtdGAM Holding AGinvestor protection violation2022UK-FCA£9,103,523
East Kent Road Car Company LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£0
National Westminster Bank Plc et al.NatWest Group PLCconsumer protection violation2022UK-PSR£1,820,000
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£0
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£600,000
Metro BankMetro Bank PLCconsumer protection violation2022UK-CMA£20,773
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2022UK-CMA£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Commerzbank AGCommerzbanklabour standards violation2022UK-ET£185,719
Greater Manchester Buses South Ltd T/a Stagecoach ManchesterDeutsche Banklabour standards violation2022UK-ET£4,306
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
East London Bus & Coach Company LtdDeutsche Banklabour standards violation2022UK-ET£13,668
Citigroup Global Markets LimitedCitigroupinvestor protection violation2022UK-FCA£12,553,800
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Lloyds Bank Corporate Markets PlcLloyds Banking Groupanti-money-laundering deficiencies2022UK-JFSC£498,000
Northern Bank Limited dba Danske BankDanske Bankconsumer protection violation2022UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£0
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£1,000,000
NewDay LimitedNewDay Limitedconsumer protection violation2022UK-CMA£0
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£280,965,092
BarclaysBarclaysconsumer protection violation2022UK-PSR£8,400,000
Metro Bank PLCMetro Bank PLCaccounting fraud or deficiencies2022UK-FCA£10,002,300
Santander UK PlcBanco Santanderanti-money-laundering deficiencies2022UK-FCA£107,793,300
Julius Baer International LimitedJulius Baer Groupinvestor protection violation2022UK-FCA£18,022,500
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£22,304
TSB Bank plcBanco de Sabadellinternal controls deficiency2022UK-FCA£29,750,000
Alliance Medical LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£311,382
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£131,382
Stagecoach Devon LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£398,000
TSB Bank plcBanco de Sabadellinternal controls deficiency2022UK-PRA£18,900,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2022UK-TPO£500
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
Southern WaterMacquariewater services violation2022UK-OFWAT£0
Commerzbank AGCommerzbanklabour standards violation2022UK-ET£300,684
Southern Water Services LtdMacquarieenvironmental violation2022UK-DWI£65,571
Southern WaterMacquarieenvironmental violation2022UK-DWI£0
Buck Consultants LimitedArthur J. Gallagher & Co.labour standards violation2022UK-EHRC£0
Nationwide Building SocietyNationwide Building Societylabour standards violation2021UK-ET£345,708
Southern Water Services LimitedMacquarieenvironmental violation2021UK-EA£0
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
Newday Cards LtdNewDay Limitedlabour standards violation2021UK-ET£500
The Yorkshire Traction Company LtdDeutsche Banklabour standards violation2021UK-ET£4,492
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
Lloyds Bank General Insurance LimitedLloyds Banking Groupinsurance violation2021UK-FCA£90,688,400