Citibank N.A | Citigroup | labour standards violation | 2020 | UK-ET | £75,427 |
Connells Residential | Skipton Building Society | labour standards violation | 2020 | UK-ET | £2,750 |
DL Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £36,998 |
DL Insurance Services plc and others | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,216 |
Barclays PLC | Barclays | environmental violation | 2020 | UK-EA | £3,000 |
Charles Schwab UK Ltd. | Charles Schwab Corp. | investor protection violation | 2020 | UK-FCA | £8,963,200 |
Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd. | Barclays | consumer protection violation | 2020 | UK-FCA | £26,056,400 |
Goldman Sachs International | Goldman Sachs | investor protection violation | 2020 | UK-FCA | £48,308,400 |
Commerzbank AG | Commerzbank | anti-money-laundering deficiencies | 2020 | UK-FCA | £37,805,400 |
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plc | Lloyds Banking Group | mortgage abuses | 2020 | UK-FCA | £64,046,800 |
Moneybarn Ltd | Vanquis Banking Group | consumer protection violation | 2020 | UK-FCA | £2,774,400 |
AIB Group (UK) plc | Allied Irish Banks | banking violation | 2020 | UK-CMA | £0 |
Lloyds Banking Group plc | Lloyds Banking Group | banking violation | 2020 | UK-CMA | £0 |
Cardif Pinnacle | BNP Paribas | insurance violation | 2020 | UK-CMA | £0 |
Nationwide Building Society | Nationwide Building Society | insurance violation | 2020 | UK-CMA | £0 |
Royal Bank of Scotland Group | NatWest Group PLC | banking violation | 2020 | UK-CMA | £2,200,000 |
Metro Bank plc | Metro Bank PLC | banking violation | 2020 | UK-CMA | £11,400,000 |
Nationwide Building Society | Nationwide Building Society | banking violation | 2020 | UK-CMA | £900,000 |
DL Insurance Services Limited | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,216 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2020 | UK-ET | £10,828 |
AXA PPP HEALTHCARE GROUP LTD | AXA | labour standards violation | 2020 | UK-ET | £4,128 |
Santander UK Plc | Banco Santander | labour standards violation | 2020 | UK-ET | £19,702 |
Barclays Bank UK plc | Barclays | labour standards violation | 2020 | UK-ET | £15,010 |
Southern Water Services Ltd | Macquarie | labour standards violation | 2020 | UK-ET | £1,303 |
MBNA Limited | Lloyds Banking Group | labour standards violation | 2020 | UK-ET | £20,968 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2020 | UK-OFSI | £20,471,810 |
Goldman Sachs International | Goldman Sachs | risk management failure | 2020 | UK-PRA | £48,308,400 |
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham) | Aon | pension plan violation | 2020 | UK-TPO | £0 |
Willis Towers Watson | Willis Towers Watson | pension plan violation | 2020 | UK-TPO | £25,522 |
AJ Bell Self Invested Personal Pension | AJ Bell PLC | pension plan violation | 2020 | UK-TPO | £575 |
Hargreaves Lansdown Asset Management Limited | Hargreaves Lansdown PLC | pension plan violation | 2020 | UK-TPO | £250 |
Willis Towers Watson | Willis Towers Watson | pension plan violation | 2020 | UK-TPO | £500 |
Prudential | Prudential PLC | pension plan violation | 2020 | UK-TPO | £7,238 |
JLT Benefit Solutions Ltd | Marsh & McLennan | pension plan violation | 2020 | UK-TPO | £1,000 |
Willis Towers Watson and The Trustee of the Honeywell UK Pension Scheme | Willis Towers Watson | pension plan violation | 2020 | UK-TPO | £1,000 |
Phoenix Life | Phoenix Group Holdings PLC | pension plan violation | 2020 | UK-TPO | £0 |
Willis Towers Watson | Willis Towers Watson | pension plan violation | 2020 | UK-TPO | £500 |
Phoenix Life Assurance Ltd. | Phoenix Group Holdings PLC | pension plan violation | 2020 | UK-TPO | £2,000 |
Scottish Widows | Lloyds Banking Group | pension plan violation | 2020 | UK-TPO | £500 |
ReAssure Limited | Phoenix Group Holdings PLC | pension plan violation | 2020 | UK-TPO | £1,000 |
Just Retirement Limited | Just Group PLC | pension plan violation | 2020 | UK-TPO | £500 |
RBS Retirement Savings Trustee Limited | NatWest Group PLC | pension plan violation | 2020 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2020 | UK-TPO | £500 |
JLT EB Services Limited | Marsh & McLennan | pension plan violation | 2020 | UK-TPR | £24,900 |
Direct Line Group Services Pension Scheme (1993) | Direct Line Insurance Group PLC | pension plan violation | 2020 | UK-TPR | £500 |
Southern Water Services Limited | Macquarie | environmental violation | 2020 | UK-EA | £0 |
A J Bell plc | AJ Bell PLC | labour standards violation | 2020 | UK-ET | £20,483 |
Nationwide Building Society | Nationwide Building Society | labour standards violation | 2021 | UK-ET | £345,708 |
Southern Water Services Limited | Macquarie | environmental violation | 2021 | UK-EA | £0 |
Natwest Markets plc | NatWest Group PLC | labour standards violation | 2021 | UK-ET | £3,999 |
HSBC UK Bank Ltd | HSBC | labour standards violation | 2021 | UK-ET | £13,802 |
Barclays Bank UK plc | Barclays | labour standards violation | 2021 | UK-ET | £9,692 |
Newday Cards Ltd | NewDay Limited | labour standards violation | 2021 | UK-ET | £500 |
The Yorkshire Traction Company Ltd | Deutsche Bank | labour standards violation | 2021 | UK-ET | £4,492 |
Bank of Ireland UK plc | Bank of Ireland | banking violation | 2021 | UK-CMA | £0 |
NatWest Group | NatWest Group PLC | banking violation | 2021 | UK-CMA | £0 |
Lloyds Bank General Insurance Limited | Lloyds Banking Group | insurance violation | 2021 | UK-FCA | £90,688,400 |
Virgin Money UK plc | Virgin Money UK PLC | banking violation | 2021 | UK-CMA | £0 |
Danske Bank | Danske Bank | banking violation | 2021 | UK-CMA | £0 |
Cardif Pinnacle | BNP Paribas | insurance violation | 2021 | UK-CMA | £0 |
Clydesdale Bank plc | Virgin Money UK PLC | banking violation | 2021 | UK-CMA | £0 |
Lloyds Banking Group plc | Lloyds Banking Group | insurance violation | 2021 | UK-CMA | £957,000 |
Scotwaste Recycling Limited | Macquarie | workplace safety or health violation | 2021 | UK-HSE | £0 |
American Express Services Europe Limited | American Express | privacy violation | 2021 | UK-ICO | £90,000 |
Mercer Limited, in its capacity as administrator of the Scheme | Marsh & McLennan | pension plan violation | 2021 | UK-TPO | £500 |
HBOS plc | Lloyds Banking Group | pension plan violation | 2021 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life and Pensions UK Limited | Aviva PLC | pension plan violation | 2021 | UK-TPO | £250 |
Legal & General | Legal & General Group PLC | pension plan violation | 2021 | UK-TPO | £250 |
ReAssure Limited | Phoenix Group Holdings PLC | pension plan violation | 2021 | UK-TPO | £400 |
Southern Water Services Ltd Registered Company | Macquarie | environmental violation | 2021 | UK-EA | £0 |
Southern Water Service Limited | Macquarie | environmental violation | 2021 | UK-EA | £0 |
Credit Suisse Services, AG | UBS | labour standards violation | 2021 | UK-ET | £20,000 |
Lloyds Banking Group | Lloyds Banking Group | labour standards violation | 2021 | UK-ET | £4,300 |
Royal Bank of Canada | Royal Bank of Canada | labour standards violation | 2021 | UK-ET | £1,112,956 |
SOUTHERN WATER SERVICES LTD | Macquarie | environmental violation | 2021 | UK-EA | £90,000,000 |
Aon Limited | Aon | pension plan violation | 2021 | UK-TPO | £1,000 |
Credit Suisse | UBS | banking violation | 2021 | UK-FCA | £292,209,276 |
Aviva Life & Pensions UK Limited | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Busways Travel Services Limited | Deutsche Bank | labour standards violation | 2021 | UK-ET | £32,299 |
Sunrise Brokers LLP | BGC Partners | anti-money-laundering deficiencies | 2021 | UK-FCA | £642,400 |
Metro Bank plc | Metro Bank PLC | internal controls deficiency | 2021 | UK-PRA | £5,376,000 |
PayPoint Plc | PayPoint Group | energy market violation | 2021 | UK-OFGEM | £12,500,000 |
Standard Chartered Bank | Standard Chartered | internal controls deficiency | 2021 | UK-PRA | £46,550,000 |
HSBC Bank plc | HSBC | anti-money-laundering deficiencies | 2021 | UK-FCA | £63,946,800 |
National Westminster Bank plc | NatWest Group PLC | anti-money-laundering deficiencies | 2021 | UK-FCA | £264,772,619 |
Danske Bank | Danske Bank | banking violation | 2021 | UK-CMA | £0 |
NewDay Ltd. | NewDay Limited | consumer protection violation | 2021 | UK-CMA | £0 |
Lloyds Banking Group | Lloyds Banking Group | banking violation | 2021 | UK-CMA | £0 |
Santander UK plc | Banco Santander | banking violation | 2021 | UK-CMA | £0 |
Lloyds Banking Group | Lloyds Banking Group | banking violation | 2021 | UK-CMA | £0 |
J P Morgan Securities plc | JPMorgan Chase | labour standards violation | 2021 | UK-ET | £1,145,247 |
BNY Mellon Corporate Trustee Services Ltd TCSP | Bank of New York Mellon | anti-money-laundering deficiencies | 2021 | UK-HMRC | £9,465 |
Associated Waste Management Limited | Macquarie | workplace safety or health violation | 2021 | UK-HSE | £776,170 |
Southern Water | Macquarie | environmental violation | 2021 | UK-DWI | £0 |
Bank of Ireland | Bank of Ireland | labour standards violation | 2021 | UK-ECNI | £18,483 |
Roadchef Limited | Macquarie | price-fixing or anti-competitive practices | 2022 | UK-CMA | £0 |
Southern Water Services Limited | Macquarie | environmental violation | 2022 | UK-EA | £0 |
Mastercard | MasterCard | price-fixing or anti-competitive practices | 2022 | UK-PSR | £31,560,062 |
Barclays Bank UK plc | Barclays | consumer protection violation | 2022 | UK-CMA | £0 |