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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Friends LifeAviva PLCpension plan violation2016UK-TPO£950
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2023UK-TPO£1,000
Solus London LtdAviva PLClabour standards violation2018UK-ET£1,000
AvivaAviva PLCpension plan violation2021UK-TPO£1,000
Aviva LifeAviva PLCpension plan violation2021UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2020UK-TPO£1,000
Willis Towers Watson and The Trustee of the Honeywell UK Pension SchemeWillis Towers Watsonpension plan violation2020UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2020UK-TPO£1,000
Trustees of the Aviva Staff Pension SchemeAviva PLCpension plan violation2019UK-TPO£1,000
Lloyds Bank PlcLloyds Banking Grouppension plan violation2019UK-TPO£1,000
HSBC Pension Trust (UK) LtdHSBCpension plan violation2019UK-TPO£1,000
JLT Benefit Solutions LimitedMarsh & McLennanpension plan violation2019UK-TPO£1,000
Skipton Building Society and Skipton Pension Trustees LimitedSkipton Building Societypension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2019UK-TPO£1,000
Scottish Widows LimitedLloyds Banking Grouppension plan violation2019UK-TPO£1,000
Willis Towers Watson and Lloyds Banking Group Pensions Trustees LimitedWillis Towers Watsonpension plan violation2019UK-TPO£1,000
St James's Place Wealth ManagementSt. James's Place PLCpension plan violation2019UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2019UK-TPO£1,000
Allianz Pension Fund Trustees LimitedAllianzpension plan violation2019UK-TPO£1,000
JLT Benefits Solutions LimitedMarsh & McLennanpension plan violation2018UK-TPO£1,000
AvivaAviva PLCpension plan violation2017UK-TPO£1,000
Friends LifeAviva PLCpension plan violation2017UK-TPO£1,000
Friends Life LimitedAviva PLCpension plan violation2017UK-TPO£1,000
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£1,000
Barclays Wealth ManagementBarclayspension plan violation2016UK-TPO£1,000
AJ Bell Management LtdAJ Bell PLCpension plan violation2016UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
Standard LifePhoenix Group Holdings PLCpension plan violation2012UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
AvivaAviva PLCpension plan violation2011UK-TPO£1,000
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
Bank of AmericaBank of Americaenvironmental violation2016UK-EA£1,033
AvivaAviva PLCpension plan violation2019UK-TPO£1,075
AvivaAviva PLCpension plan violation2019UK-TPO£1,100
Societe Generale Equipment Finance LtdSociete Generalelabour standards violation2022UK-ET£1,115
AegonAegonpension plan violation2016UK-TPO£1,199
Swiss Re Corporate Solutions Services LtdSwiss Relabour standards violation2023UK-ET£1,287
Southern Water Services LtdMacquarielabour standards violation2020UK-ET£1,303
Aegon Scottish EquitableAegonpension plan violation2012UK-TPO£1,387
PrudentialPrudential PLCpension plan violation2012UK-TPO£1,387
AegonAegonpension plan violation2014UK-TPO£1,425
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
AON HewitAonpension plan violation2015UK-TPO£1,570
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,689
Countrywide Assured plcChesnara PLCpension plan violation2010UK-TPO£1,692
Barclays Bank UK plc and Barclays Bank plcBarclaysbanking violation2019UK-CMA£1,910
AvivaAviva PLCpension plan violation2016UK-TPO£1,990
Phoenix Life Assurance Ltd.Phoenix Group Holdings PLCpension plan violation2020UK-TPO£2,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£2,000
Phoenix LifePhoenix Group Holdings PLCpension plan violation2019UK-TPO£2,000
Scottish Equitable plc (AEGON)Aegonpension plan violation2014UK-TPO£2,000
The Law Debenture Pension Trust CorporationLaw Debenture Corporation PLCpension plan violation2017UK-TPR£2,000
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Northern Bank LtdDanske Bankconsumer protection violation2019UK-ECNI£2,000
Connells Residential dba Connells Estate AgentsSkipton Building Societylabour standards violation2016UK-BEIS£2,049
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£2,140
Friends Life Services LimitedAviva PLCpension plan violation2014UK-TPO£2,300
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£2,400
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,401
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,668
The Royal London Mutual Insurance Society LtdRoyal London Mutual Insurancepension plan violation2011UK-TPO£2,700
PrudentialPrudential PLCpension plan violation2017UK-TPO£2,727
Connells ResidentialSkipton Building Societylabour standards violation2020UK-ET£2,750
Barclays PLCBarclaysenvironmental violation2020UK-EA£3,000
Aon Hewitt LtdAonpension plan violation2019UK-TPO£3,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£3,000
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
Scottish LifeRoyal London Mutual Insurancepension plan violation2014UK-TPO£3,075
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£3,148
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£3,278
American Express Services Europe LimitedAmerican Expresslabour standards violation2018UK-ET£3,300
Standard LifePhoenix Group Holdings PLCpension plan violation2015UK-TPO£3,395
Natwest Markets plcNatWest Group PLClabour standards violation2021UK-ET£3,999
AXA PPP HEALTHCARE GROUP LTDAXAlabour standards violation2020UK-ET£4,128
Lloyds Banking GroupLloyds Banking Grouplabour standards violation2021UK-ET£4,300
Greater Manchester Buses South Ltd T/a Stagecoach ManchesterDeutsche Banklabour standards violation2022UK-ET£4,306
The Yorkshire Traction Company LtdDeutsche Banklabour standards violation2021UK-ET£4,492
The Co-Operative Bank PLCCo-operative Banklabour standards violation2019UK-ET£4,775
Abbey LifePhoenix Group Holdings PLCpension plan violation2016UK-TPO£4,893
Pearl Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£4,982
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2010UK-EA£5,000
Lloyds Banking Group plcLloyds Banking Grouplabour standards violation2017UK-ET£5,043
Stagecoach Devon Ltd t/a Stagecoach South WestDeutsche Banklabour standards violation2018UK-ET£5,500
AvivaAviva PLCpension plan violation2019UK-TPO£5,549