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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£3,567,641,668
Number of Penalty Cases: 3,020
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort icon . YearAgencyPenalty Amount
Hansard Limited anti-money-laundering deficiencies2021UK-GFSC£140,000
Safehaven International Limited anti-money-laundering deficiencies2020UK-GFSC£100,000
Standard Chartered Trust (Guernsey) Limited anti-money-laundering deficiencies2020UK-GFSC£140,000
Louvre Trust (Guernsey Limited) anti-money-laundering deficiencies2019UK-GFSC£70,000
Richmond Fiduciary Group Limited anti-money-laundering deficiencies2018UK-GFSC£45,500
Blenheim Fiduciary Group Limited anti-money-laundering deficiencies2017UK-GFSC£70,000
Provident Trustees (Guernsey) Limited anti-money-laundering deficiencies2016UK-GFSC£42,000
Ahli United Bank (UK) PLC anti-money-laundering deficiencies2014UK-GFSC£70,000
Willow Trust Limited anti-money-laundering deficiencies2014UK-GFSC£30,000
Solomon New Homes International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£43,075
BTC (London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,411
BH2 EAB anti-money-laundering deficiencies2022UK-HMRC£44,054
Inspire UK Property Investment Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,500
Sterling First Limited ASP anti-money-laundering deficiencies2022UK-HMRC£1,150
Sky Home Solutions Limited EAB anti-money-laundering deficiencies2022UK-HMRC£2,250
Speakman & Parmar Limited AMP anti-money-laundering deficiencies2022UK-HMRC£12,500
D.I.J Real Estate Ltd EAB anti-money-laundering deficiencies2022UK-HMRC£1,350
Melissa Ford - Property Expert Limited EAB anti-money-laundering deficiencies2022UK-HMRC£2,700
Eastend Rooms Ltd EAB anti-money-laundering deficiencies2022UK-HMRC£7,500
Louise Black Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,250
Fidelity Accounting & Business Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,700
Pilkington Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,550
Purple Orange (Northumberland) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,400
Sollazzos Properties Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,350
DB Bookkeeping and Stocktaking Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,955
Dhesi Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,864
Tilson and Spencer Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,394
Net Accounts Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,470
Turnbull IOW Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,800
Zest Tax Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,600
Parry Land & Property Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,300
Wilson Financial Modelling Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,950
Red Rag Group Limited (AMP) AMP anti-money-laundering deficiencies2022UK-HMRC£2,500
PWS Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
Platinum Property Homes Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,450
Stacey Mann Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£26,400
KG Business Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,300
Gary Hoerty Associates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,428
MDC High Peak Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,908
K Robinson Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,088
Wellington Kindlein ASP anti-money-laundering deficiencies2022UK-HMRC£1,350
Abacus 164 Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,398
Waite and Co T/A Angelwoods Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,100
Echo Tango Papa Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,300
David P Clark & Co Limited ASP anti-money-laundering deficiencies2022UK-HMRC£12,729
Accounting & Business Management Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,487
Forge Homes Residential Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,130
APS Accountancy and Taxation Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,447
Diamond Recordings Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,150
APV Solutions Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,200
Zipkin Technologies Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,200
GMA Partnership ASP anti-money-laundering deficiencies2022UK-HMRC£1,750
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Telford Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,362
Trevor Goodship & Associates Limited ASP anti-money-laundering deficiencies2022UK-HMRC£26,077
Helliwell & Co Properties Limited EAB anti-money-laundering deficiencies2022UK-HMRC£92,267
Graeme M. Pike Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,000
Rockers Guitars Limited HVD anti-money-laundering deficiencies2022UK-HMRC£13,000
Circa Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,072
Investment Recovery Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£11,250
Sea Smile Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,500
Hallam Solicitors anti-money-laundering deficiencies2022UK-SRA£2,600
Woodroffes anti-money-laundering deficiencies2022UK-SRA£2,600
Gorvins LLP anti-money-laundering deficiencies2022UK-SRA£1,600
Pinkney Grunwells Lawyers LLP anti-money-laundering deficiencies2022UK-SRA£2,699
Goad & Butcher anti-money-laundering deficiencies2023UK-SRA£5,600
Apex Fund Services (IOM) Limited anti-money-laundering deficiencies2018UK-IOM£91,682
Bridgewater (IOM) Limited anti-money-laundering deficiencies2021UK-IOM£225,085
Citadel Insurance Company Limited anti-money-laundering deficiencies2020UK-IOM£2,170
Döhle Yachts Management Services Limited anti-money-laundering deficiencies2023UK-IOM£4,127
Fedelta Trust Limited anti-money-laundering deficiencies2019UK-IOM£51,551
Isle of Man Assurance Limited anti-money-laundering deficiencies2020UK-IOM£87,108
Isle of Man Insurance Management Limited anti-money-laundering deficiencies2020UK-IOM£7,770
Kestrel Insurance Services Limited anti-money-laundering deficiencies2020UK-IOM£57,927
Standard Bank Isle of Man Limited anti-money-laundering deficiencies2022UK-IOM£247,324
Trident Trust Company (I.O.M.) Limited anti-money-laundering deficiencies2022UK-IOM£295,221
R & M Management (I.O.M.) Limited anti-money-laundering deficiencies2022UK-IOM£7,944
Bastion Capital London Limited anti-money-laundering deficiencies2023UK-FCA£2,452,700
Xpress Money Services Limited MSB anti-money-laundering deficiencies2022UK-HMRC£1,489,611
RW Invest North Limited EAB anti-money-laundering deficiencies2022UK-HMRC£44,210
Adam Sinton Limited EAB anti-money-laundering deficiencies2022UK-HMRC£20,800
KJM Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£15,600
1st Lettings Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,850
Tooting Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Spencer Jakeman Property Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Property Management (London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Natalie Clarke Residential Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Lighthouse Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Lettings Angels Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Karwood Properties Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Island Homes Kent Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Clicklettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Doyle Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,365
Oliver & Akers Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,182
Elite Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,100
Nolan Redshaw Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,039
Relatus Limited ASP anti-money-laundering deficiencies2022UK-HMRC£14,000
Nicholas Greaves Associates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,000
Harrisons Lettings & Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,000
Dunwells ASP anti-money-laundering deficiencies2022UK-HMRC£13,960
Viking Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,800