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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort icon . Parent Major IndustryOffence TypeYearAgencyPenalty Amount
Sanne Fiduciary Services Limited banking violation2019UK-JFSC£381,010
Sandwich Express (Liverpool) Ltd tax violations2018UK-HMRC£16,792
Sandosmanagement Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
Sandersons Property Services Ltd tax violations2018UK-HMRC£32,018
San Giovanni Ltd dba Il Gusto tax violations2022UK-HMRC£31,663
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
Sambu Ltd tax violations2021UK-HMRC£59,251
Sam Joinery tax violations2023UK-HMRC£27,399
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salut E Hind Limited dba Cook & Indi's World Buffet tax violations2018UK-HMRC£412,606
Salt 'n' Pepper Restaurant (UK) Ltd tax violations2018UK-HMRC£52,959
Saleem Bagh Limited tax violations2019UK-HMRC£26,940
Sajaan Ltd dba Fab Kabab tax violations2017UK-HMRC£37,717
Saihaj Ltd tax violations2018UK-HMRC£15,275
SAI Prem Ltd dba Sanket News tax violations2018UK-HMRC£15,009
Sagars Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£7,500
Safs Burgers tax violations2023UK-HMRC£39,262
Saffron Indian Restaurants Ltd tax violations2017UK-HMRC£41,698
Saffron Indian Food Bar Limited tax violations2022UK-HMRC£10,159
Safeloans Ltd. dba Paydayok payday lending violation2010UK-OFT£0
Safehaven International Limited anti-money-laundering deficiencies2020UK-GFSC£100,000
Sadias Enterprise Ltd dba Pink Garlic tax violations2018UK-HMRC£63,854
Sadaf Charcoal Grill Ltd tax violations2019UK-HMRC£21,812
Sachinexpress Limited dba Sachin Express tax violations2019UK-HMRC£27,024
Sabirs Grill Bar Ltd tax violations2018UK-HMRC£18,286
SA Kofte Ltd dba Sultanahmet Grill tax violations2022UK-HMRC£25,838
S4B (UK) Ltd accounting fraud or deficiencies2016UK-ICAEW£1,000
S.I News and Off Licence tax violations2018UK-HMRC£15,641
S.H. Acc Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,750
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
S-Power Solutions Ltd tax violations2018UK-HMRC£27,199
S&S Enterprises dba The Imporioum of Darkness and Light tax violations2023UK-HMRC£60,653
S W Bars (UK) Limited dba TJ's Bar & Grill tax violations2018UK-HMRC£20,507
S K Medical Practice Ltd tax violations2017UK-HMRC£73,372
S and L Pearson Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,900
S & Y Catering Limited dba Silver Hill tax violations2022UK-HMRC£29,004
Ryebridge Limited tax violations2014UK-HMRC£33,481
Ryan James Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,900
Ryan Bailey Groundworks Ltd tax violations2019UK-HMRC£56,755
Ryads Marrakech Cafe Limited tax violations2020UK-HMRC£65,318
RW Invest North Limited EAB anti-money-laundering deficiencies2022UK-HMRC£44,210
Rushbrooks Auctioneers And Valueers Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£3,100
Ruro Ltd tax violations2023UK-HMRC£34,434
Ruposhi Indian Restaurant Ltd tax violations2018UK-HMRC£11,688
Rufford Stores tax violations2017UK-HMRC£14,787
Rubix Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,450
RTS Textile Recyclers Limited tax violations2018UK-HMRC£89,866
RTN Group Ltd tax violations2022UK-HMRC£67,771
RT Incorporated Limited tax violations2021UK-HMRC£197,474
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
RP Estates London Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,460
Roz Sumari Ltd dba Brentford Tandoori tax violations2023UK-HMRC£18,045
Royl Shopfronts & Shutters Ltd tax violations2018UK-HMRC£66,183
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Rowland Co tax violations2020UK-HMRC£29,939
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Rotherham Holistic & Beauty and Swiftfit Satelites tax violations2017UK-HMRC£40,551
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
Rosso Woodford Ltd tax violations2017UK-HMRC£53,657
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Rosebond Ltd tax violations2017UK-HMRC£13,744
Rose Orchard Chinese Restaurant tax violations2017UK-HMRC£48,258
Rose & Crown (The) tax violations2017UK-HMRC£49,838
Roosters Chinese Takeaway tax violations2019UK-HMRC£44,041
Romeo Pizza Ltd tax violations2022UK-HMRC£55,411
Roman James Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£24,780
Roma Mini Market Ltd tax violations2019UK-HMRC£135,294
Rollmast Ltd tax violations2016UK-HMRC£19,557
Rocks Haulage Ltd tax violations2019UK-HMRC£24,729
Rockingham Independent Limited investor protection violation2011UK-FSA£35,000
Rocketek Inc dba Rocketek UK tax violations2019UK-HMRC£48,531
Rocket Joe's Pizza tax violations2019UK-HMRC£142,079
Rockers Guitars Limited HVD anti-money-laundering deficiencies2022UK-HMRC£13,000
Rock Projects Ltd tax violations2016UK-HMRC£96,900
Rocco Fashion Limited tax violations2019UK-HMRC£109,231
Rocca Bars Limited dba Rocca Bar tax violations2018UK-HMRC£21,871
Robin Moss Accountants Limited anti-money-laundering deficiencies2021UK-HMRC£0
Robin Bradford (Life and Pension Consultants) Ltd investor protection violation2010UK-FSA£24,500
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Robert Pinkus & Co LLP EAB anti-money-laundering deficiencies2022UK-HMRC£11,895
Robert Holmes & Company (Coombe) Ltd anti-money-laundering deficiencies2020UK-HMRC£6,591
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Road Runner Trans Ltd tax violations2023UK-HMRC£87,235
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Riverside Tenpin Bowling Ltd tax violations2021UK-HMRC£127,396
River and Mercantile Asset Management LLP insider trading2019UK-FCA£108,600
Rivaprint Limited tax violations2022UK-HMRC£37,293
Ritchie Building Ltd tax violations2017UK-HMRC£39,724