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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,567,641,668
Number of Penalty Cases: 3,020
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgency sort icon . Penalty Amount
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Hatfield & John Ltd accounting fraud or deficiencies2018UK-ICAEW£2,230
Feltons (Bham) Limited accounting fraud or deficiencies2018UK-ICAEW£943
G P Boyle & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£3,613
H Miller Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
K.P. Doherty & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Barber Harrison & Platt accounting fraud or deficiencies2018UK-ICAEW£1,000
Thaker & Co. accounting fraud or deficiencies2018UK-ICAEW£575
Broadhead Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£9,768
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
A B Accounting and Consulting Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
Critchleys Probate Services LLP accounting fraud or deficiencies2018UK-ICAEW£500
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Matravers accounting fraud or deficiencies2018UK-ICAEW£1,000
Anderson Musaamil & Co accounting fraud or deficiencies2018UK-ICAEW£500
DHB Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£500
Kingett's accounting fraud or deficiencies2018UK-ICAEW£500
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,500
Brooks Mayfield Limited accounting fraud or deficiencies2018UK-ICAEW£7,500
BDO LimitedBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,593
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
Haines Watts Birmingham LLP accounting fraud or deficiencies2018UK-ICAEW£4,136
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
Gatley Read accounting fraud or deficiencies2018UK-ICAEW£2,000
Ridehalgh Limited accounting fraud or deficiencies2018UK-ICAEW£3,300
Sheppard & Co Limited accounting fraud or deficiencies2018UK-ICAEW£2,495
Jones Boyd (Durham) Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
C.J. Lucking & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Aspen Waite Limited accounting fraud or deficiencies2018UK-ICAEW£24,000
Crowe U.K. LLP accounting fraud or deficiencies2018UK-ICAEW£18,317
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£40,000
Haywood & Co LLP accounting fraud or deficiencies2018UK-ICAEW£1,500
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Calicon and Associates accounting fraud or deficiencies2018UK-ICAEW£1,000
K.N. Shah & Co accounting fraud or deficiencies2018UK-ICAEW£1,143
King Hope Limited accounting fraud or deficiencies2018UK-ICAEW£26,143
SDC (2012) Limited accounting fraud or deficiencies2018UK-ICAEW£19,005
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2018UK-ICAEW£30,405
Foster & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£2,500
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,350
Hart Shaw accounting fraud or deficiencies2018UK-ICAEW£11,018
Gerald Edelman accounting fraud or deficiencies2018UK-ICAEW£8,250
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Quay Business Advice Limited accounting fraud or deficiencies2018UK-ICAEW£915
Bristow Still accounting fraud or deficiencies2018UK-ICAEW£6,350
Butterworth Barlow Limited accounting fraud or deficiencies2018UK-ICAEW£6,896
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Prestons & Jacksons Partnership LLP accounting fraud or deficiencies2018UK-ICAEW£2,500
Gostling Ltd accounting fraud or deficiencies2017UK-ICAEW£15,371
Brian Paul Limited accounting fraud or deficiencies2017UK-ICAEW£12,792
Hayward Wright Ltd accounting fraud or deficiencies2017UK-ICAEW£8,000
Carter Nicholls Limited accounting fraud or deficiencies2017UK-ICAEW£3,443
MG Audit Services Ltd accounting fraud or deficiencies2017UK-ICAEW£5,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-ICAEW£8,000
Derrick Newman Limited accounting fraud or deficiencies2017UK-ICAEW£1,003
C H London Limited accounting fraud or deficiencies2017UK-ICAEW£3,000
YPO accounting fraud or deficiencies2017UK-ICAEW£1,500
Rawlinsons accounting fraud or deficiencies2017UK-ICAEW£7,242
Place Flight accounting fraud or deficiencies2017UK-ICAEW£2,000
Harrison Holt accounting fraud or deficiencies2017UK-ICAEW£1,000
Higginson & Co (UK) Ltd accounting fraud or deficiencies2017UK-ICAEW£2,500
Baxters accounting fraud or deficiencies2017UK-ICAEW£8,000
Hillier Hopkins LLP accounting fraud or deficiencies2017UK-ICAEW£200,000
Crowe U.K. LLP accounting fraud or deficiencies2017UK-ICAEW£24,492
Wilds Ltd accounting fraud or deficiencies2017UK-ICAEW£500
Edwards Accountants (Midlands) Limited accounting fraud or deficiencies2017UK-ICAEW£28,555
Latham Costa Limited accounting fraud or deficiencies2017UK-ICAEW£1,000
cba (Accountants) Limited accounting fraud or deficiencies2017UK-ICAEW£10,653
MHA MacIntyre Hudson accounting fraud or deficiencies2017UK-ICAEW£16,805
Andrew Wiggett accounting fraud or deficiencies2017UK-ICAEW£3,000
A.J. Charik & Co accounting fraud or deficiencies2017UK-ICAEW£500
Alliotts accounting fraud or deficiencies2017UK-ICAEW£39,280
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
Myers Clark Limited accounting fraud or deficiencies2017UK-ICAEW£5,980
Moore accounting fraud or deficiencies2017UK-ICAEW£5,000
Shipleys LLP accounting fraud or deficiencies2016UK-ICAEW£16,030
Jaffer & Co accounting fraud or deficiencies2016UK-ICAEW£11,780
Stewart & Partners accounting fraud or deficiencies2016UK-ICAEW£6,000
Spain Brothers & Co accounting fraud or deficiencies2016UK-ICAEW£2,000
P.J. Higgins & Co accounting fraud or deficiencies2016UK-ICAEW£1,250
Fitzgerald & Law LLP accounting fraud or deficiencies2016UK-ICAEW£1,500
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2016UK-ICAEW£5,358
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£27,905
Humphrey & Co accounting fraud or deficiencies2016UK-ICAEW£7,661
Hudson THP Limited accounting fraud or deficiencies2016UK-ICAEW£6,350
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
Begbies accounting fraud or deficiencies2016UK-ICAEW£2,400
Gibson Booth accounting fraud or deficiencies2016UK-ICAEW£17,505
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£12,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£2,350
Chantrey Vellacott DFK LLP accounting fraud or deficiencies2016UK-ICAEW£41,805
FKCA Limited accounting fraud or deficiencies2016UK-ICAEW£3,067
MG Associates Ltd accounting fraud or deficiencies2016UK-ICAEW£14,350
Cranleys Partnership LLP accounting fraud or deficiencies2016UK-ICAEW£11,567
David Lindon & Co accounting fraud or deficiencies2016UK-ICAEW£1,500