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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,504,505,112
Number of Penalty Cases: 2,713
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
Credit Suisse£302,307,3764
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major Industry sort icon . Offence TypeYearAgencyPenalty Amount
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,165,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£2,212,000
PriceWaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2018UK-FRC£10,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,296,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,600,000
PwC LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,000,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2016UK-FRC£6,275,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2016UK-FRC£3,050,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£227,500
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£162,500
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2014UK-FRC£1,870,000
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
Blue Arrow Accounting LtdImpellam Group PLCbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£779
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£58,260
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,295
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,518
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£116,558
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£44,613
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£9,585
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£30,612
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£16,270
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£6,243
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,400
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
KPMG Audit LLCKPMGbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£137,818
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£27,280
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,550,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£10,818
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£11,580
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£3,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£50,755
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,500
BDO LimitedBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,593
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£40,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,350
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-ICAEW£8,000
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£27,905
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£12,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£2,350
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2015UK-ICAEW£345,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
G4S Care and Justice Services (UK) LtdAllied Universal Security Servicesbusiness servicesfraud2020UK-SFO£44,400,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,205,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,340,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£65,835
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£100,783
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2022UK-FRC£250,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£944,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,010,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£0
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2022UK-FRC£250,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£14,683
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£67,152
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£15,345
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£217,500
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,959,750
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,038,750
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,375,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,450,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£2,415,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£18,667,937
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,696,149
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£636,385
PricewaterhouseCoopers CI LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£234,405
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£330,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£906,250
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£46,505
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£5,625,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,066,163
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£201,615
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£123,807
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£106,307
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
Charles Schwab UK Ltd.Charles Schwab Corp.financial servicesinvestor protection violation2020UK-FCA£8,963,200
Goldman Sachs InternationalGoldman Sachsfinancial servicesinvestor protection violation2020UK-FCA£48,308,400
Commerzbank AGCommerzbankfinancial servicesanti-money-laundering deficiencies2020UK-FCA£37,805,400
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plcLloyds Banking Groupfinancial servicesmortgage abuses2020UK-FCA£64,046,800
Henderson Investment Funds Ltd.Janus Hendersonfinancial servicesinvestor protection violation2019UK-FCA£1,867,900
Tullett Prebon (Europe) LimitedTP ICAP PLCfinancial servicesinvestor protection violation2019UK-FCA£15,400,000
The Prudential Assurance Company LimitedM&G PLCfinancial servicesinvestor protection violation2019UK-FCA£23,875,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2019UK-FCA£30,792,500
Bank of ScotlandLloyds Banking Groupfinancial servicesbanking violation2019UK-FCA£45,500,000
Standard Chartered BankStandard Charteredfinancial servicesanti-money-laundering deficiencies2019UK-FCA£102,163,200
Goldman Sachs InternationalGoldman Sachsfinancial servicesinvestor protection violation2019UK-FCA£34,344,700
UBS AGUBSfinancial servicesinvestor protection violation2019UK-FCA£27,599,400
Santander UK plcBanco Santanderfinancial servicesbanking violation2018UK-FCA£32,817,800
Interactive Brokers (UK)Interactive Brokers Groupfinancial servicesinvestor protection violation2018UK-FCA£1,049,412
Merrill Lynch InternationalBank of Americafinancial servicesinvestor protection violation2017UK-FCA£34,524,000