Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParent sort icon . Parent Major IndustryOffence TypeYearAgencyPenalty Amount
Redstone Mortgages Limited mortgage abuses2010UK-FSA£630,000
Refac Ltd. tax violations2015UK-HMRC£12,986
Regal Garage Services Ltd dba Ingleside Garage tax violations2018UK-HMRC£44,272
Regency Payroll Limited ASP anti-money-laundering deficiencies2022UK-HMRC£13,700
Rehoboth Property International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Reilly & Co Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Relatus Limited ASP anti-money-laundering deficiencies2022UK-HMRC£14,000
Relief Secure Services Ltd tax violations2022UK-HMRC£129,870
Renovating 4 U Ltd tax violations2022UK-HMRC£24,399
Rent Assured Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,729
RES Global Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Restaurant 25 Limited tax violations2019UK-HMRC£46,212
Retail Court Ltd tax violations2020UK-HMRC£82,974
Rev-Solutions tax violations2018UK-HMRC£108,252
RG Contractor Ltd tax violations2017UK-HMRC£42,114
RG Trading Surrey Limited dba Tandoori Nights tax violations2020UK-HMRC£29,738
Rhema Solutions Ltd tax violations2016UK-HMRC£16,414
Rhythm and Booze tax violations2019UK-HMRC£43,105
Rich and Famous Limited franchise of Papa Johns tax violations2016UK-HMRC£357,464
Richard Cree Limited (Trading as ‘Landscaping Scotland’) tax violations2023UK-HMRC£29,788
Richard Marchant Limited HVD anti-money-laundering deficiencies2022UK-HMRC£2,750
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richmond Fiduciary Group Limited anti-money-laundering deficiencies2018UK-GFSC£45,500
Riddell McKibben Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Ridehalgh Limited accounting fraud or deficiencies2018UK-ICAEW£3,300
Ridge Valley Roofing tax violations2015UK-HMRC£11,530
Ridgefield Consulting Ltd accounting fraud or deficiencies2019UK-ICAEW£1,000
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
Rigcharm Limited tax violations2022UK-HMRC£202,760
Rijaem Cleaner Ltd tax violations2023UK-HMRC£45,863
Riley & Co Limited accounting fraud or deficiencies2019UK-ICAEW£12,048
RIM Scaffolding (Leeds) Ltd tax violations2022UK-HMRC£37,375
Ringmoor Group Limited tax violations2022UK-HMRC£20,236
Rio Tinto plcRio Tintomining and mineralsaccounting fraud or deficiencies2017UK-FCA£27,385,400
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Risbury Building Developments Ltd tax violations2021UK-HMRC£123,266
Rishton Mini Market Limited tax violations2018UK-HMRC£27,913
Rishworth Baxter Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Ritchie Building Ltd tax violations2017UK-HMRC£39,724
Rivaprint Limited tax violations2022UK-HMRC£37,293
River and Mercantile Asset Management LLP insider trading2019UK-FCA£108,600
Riverside Tenpin Bowling Ltd tax violations2021UK-HMRC£127,396
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Road Runner Trans Ltd tax violations2023UK-HMRC£87,235
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Robert Holmes & Company (Coombe) Ltd anti-money-laundering deficiencies2020UK-HMRC£6,591
Robert Pinkus & Co LLP EAB anti-money-laundering deficiencies2022UK-HMRC£11,895
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Robin Bradford (Life and Pension Consultants) Ltd investor protection violation2010UK-FSA£24,500
Robin Moss Accountants Limited anti-money-laundering deficiencies2021UK-HMRC£0
Rocca Bars Limited dba Rocca Bar tax violations2018UK-HMRC£21,871
Rocco Fashion Limited tax violations2019UK-HMRC£109,231
Rock Projects Ltd tax violations2016UK-HMRC£96,900
Rockers Guitars Limited HVD anti-money-laundering deficiencies2022UK-HMRC£13,000
Rocket Joe's Pizza tax violations2019UK-HMRC£142,079
Rocketek Inc dba Rocketek UK tax violations2019UK-HMRC£48,531
Rockingham Independent Limited investor protection violation2011UK-FSA£35,000
Rocks Haulage Ltd tax violations2019UK-HMRC£24,729
Rollmast Ltd tax violations2016UK-HMRC£19,557
Roma Mini Market Ltd tax violations2019UK-HMRC£135,294
Roman James Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£24,780
Romeo Pizza Ltd tax violations2022UK-HMRC£55,411
Roosters Chinese Takeaway tax violations2019UK-HMRC£44,041
Rose & Crown (The) tax violations2017UK-HMRC£49,838
Rose Orchard Chinese Restaurant tax violations2017UK-HMRC£48,258
Rosebond Ltd tax violations2017UK-HMRC£13,744
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Rosso Woodford Ltd tax violations2017UK-HMRC£53,657
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
Rotherham Holistic & Beauty and Swiftfit Satelites tax violations2017UK-HMRC£40,551
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Rowland Co tax violations2020UK-HMRC£29,939
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Royl Shopfronts & Shutters Ltd tax violations2018UK-HMRC£66,183
Roz Sumari Ltd dba Brentford Tandoori tax violations2023UK-HMRC£18,045
RP Estates London Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,460
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
RT Incorporated Limited tax violations2021UK-HMRC£197,474
RTN Group Ltd tax violations2022UK-HMRC£67,771
RTS Textile Recyclers Limited tax violations2018UK-HMRC£89,866
Rubix Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,450
Rufford Stores tax violations2017UK-HMRC£14,787
Ruposhi Indian Restaurant Ltd tax violations2018UK-HMRC£11,688
Ruro Ltd tax violations2023UK-HMRC£34,434
Rushbrooks Auctioneers And Valueers Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£3,100
RW Invest North Limited EAB anti-money-laundering deficiencies2022UK-HMRC£44,210
Ryads Marrakech Cafe Limited tax violations2020UK-HMRC£65,318
Ryan Bailey Groundworks Ltd tax violations2019UK-HMRC£56,755