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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort icon . Parent Major IndustryOffence TypeYearAgencyPenalty Amount
Redstone Mortgages Limited mortgage abuses2010UK-FSA£630,000
Refac Ltd. tax violations2015UK-HMRC£12,986
Regal Garage Services Ltd dba Ingleside Garage tax violations2018UK-HMRC£44,272
Regency Payroll Limited ASP anti-money-laundering deficiencies2022UK-HMRC£13,700
Rehoboth Property International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Reilly & Co Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Relatus Limited ASP anti-money-laundering deficiencies2022UK-HMRC£14,000
Relief Secure Services Ltd tax violations2022UK-HMRC£129,870
Renovating 4 U Ltd tax violations2022UK-HMRC£24,399
Rent Assured Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£13,729
RES Global Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,800
Restaurant 25 Limited tax violations2019UK-HMRC£46,212
Retail Court Ltd tax violations2020UK-HMRC£82,974
Rev-Solutions tax violations2018UK-HMRC£108,252
RG Contractor Ltd tax violations2017UK-HMRC£42,114
RG Trading Surrey Limited dba Tandoori Nights tax violations2020UK-HMRC£29,738
Rhema Solutions Ltd tax violations2016UK-HMRC£16,414
Rhythm and Booze tax violations2019UK-HMRC£43,105
Rich and Famous Limited franchise of Papa Johns tax violations2016UK-HMRC£357,464
Richard Cree Limited (Trading as ‘Landscaping Scotland’) tax violations2023UK-HMRC£29,788
Richard Marchant Limited HVD anti-money-laundering deficiencies2022UK-HMRC£2,750
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Richmond Fiduciary Group Limited anti-money-laundering deficiencies2018UK-GFSC£45,500
Riddell McKibben Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,500
Ridehalgh Limited accounting fraud or deficiencies2018UK-ICAEW£3,300
Ridge Valley Roofing tax violations2015UK-HMRC£11,530
Ridgefield Consulting Ltd accounting fraud or deficiencies2019UK-ICAEW£1,000
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
Rigcharm Limited tax violations2022UK-HMRC£202,760
Rijaem Cleaner Ltd tax violations2023UK-HMRC£45,863
Riley & Co Limited accounting fraud or deficiencies2019UK-ICAEW£12,048
RIM Scaffolding (Leeds) Ltd tax violations2022UK-HMRC£37,375
Ringmoor Group Limited tax violations2022UK-HMRC£20,236
Rio Tinto plcRio Tintomining and mineralsaccounting fraud or deficiencies2017UK-FCA£27,385,400
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Risbury Building Developments Ltd tax violations2021UK-HMRC£123,266
Rishton Mini Market Limited tax violations2018UK-HMRC£27,913
Rishworth Baxter Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Ritchie Building Ltd tax violations2017UK-HMRC£39,724
Rivaprint Limited tax violations2022UK-HMRC£37,293
River and Mercantile Asset Management LLP insider trading2019UK-FCA£108,600
Riverside Tenpin Bowling Ltd tax violations2021UK-HMRC£127,396
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Road Runner Trans Ltd tax violations2023UK-HMRC£87,235
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Robert Holmes & Company (Coombe) Ltd anti-money-laundering deficiencies2020UK-HMRC£6,591
Robert Pinkus & Co LLP EAB anti-money-laundering deficiencies2022UK-HMRC£11,895
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Robin Bradford (Life and Pension Consultants) Ltd investor protection violation2010UK-FSA£24,500
Robin Moss Accountants Limited anti-money-laundering deficiencies2021UK-HMRC£0
Rocca Bars Limited dba Rocca Bar tax violations2018UK-HMRC£21,871
Rocco Fashion Limited tax violations2019UK-HMRC£109,231
Rock Projects Ltd tax violations2016UK-HMRC£96,900
Rockers Guitars Limited HVD anti-money-laundering deficiencies2022UK-HMRC£13,000
Rocket Joe's Pizza tax violations2019UK-HMRC£142,079
Rocketek Inc dba Rocketek UK tax violations2019UK-HMRC£48,531
Rockingham Independent Limited investor protection violation2011UK-FSA£35,000
Rocks Haulage Ltd tax violations2019UK-HMRC£24,729
Rollmast Ltd tax violations2016UK-HMRC£19,557
Roma Mini Market Ltd tax violations2019UK-HMRC£135,294
Roman James Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£24,780
Romeo Pizza Ltd tax violations2022UK-HMRC£55,411
Roosters Chinese Takeaway tax violations2019UK-HMRC£44,041
Rose & Crown (The) tax violations2017UK-HMRC£49,838
Rose Orchard Chinese Restaurant tax violations2017UK-HMRC£48,258
Rosebond Ltd tax violations2017UK-HMRC£13,744
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Rosso Woodford Ltd tax violations2017UK-HMRC£53,657
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
Rotherham Holistic & Beauty and Swiftfit Satelites tax violations2017UK-HMRC£40,551
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Rowland Co tax violations2020UK-HMRC£29,939
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Royl Shopfronts & Shutters Ltd tax violations2018UK-HMRC£66,183
Roz Sumari Ltd dba Brentford Tandoori tax violations2023UK-HMRC£18,045
RP Estates London Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,460
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
RPG Crouch Chapman LLP accounting fraud or deficiencies2023UK-ICAEW£1,439
RSA Associates accounting fraud or deficiencies2023UK-ICAEW£20,925
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
RT Incorporated Limited tax violations2021UK-HMRC£197,474
RTN Group Ltd tax violations2022UK-HMRC£67,771
RTS Textile Recyclers Limited tax violations2018UK-HMRC£89,866
Rubix Real Estate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,450
Rufford Stores tax violations2017UK-HMRC£14,787
Ruposhi Indian Restaurant Ltd tax violations2018UK-HMRC£11,688
Ruro Ltd tax violations2023UK-HMRC£34,434
Rushbrooks Auctioneers And Valueers Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£3,100
RW Invest North Limited EAB anti-money-laundering deficiencies2022UK-HMRC£44,210
Ryads Marrakech Cafe Limited tax violations2020UK-HMRC£65,318
Ryan Bailey Groundworks Ltd tax violations2019UK-HMRC£56,755