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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,504,505,112
Number of Penalty Cases: 2,713
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
Credit Suisse£302,307,3764
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon .
Fintech Associates Limited accounting fraud or deficiencies2022UK-ICAEW£5,664
Edwards Veeder (UK) Limited accounting fraud or deficiencies2019UK-ICAEW£5,600
Zest Tax Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,600
Goad & Butcher anti-money-laundering deficiencies2023UK-SRA£5,600
Philip Hodges Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,598
Ayr Estate & Letting Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,516
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2016UK-ICAEW£5,358
Mark Burrows Property Consultancy Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,350
Ensors Accountants LLP accounting fraud or deficiencies2020UK-ICAEW£5,280
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250
Landmark Sales and Lettings Ltd anti-money-laundering deficiencies2020UK-HMRC£5,250
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Vertice Montis Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,153
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
JSP Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£5,000
J P Walters & Co Ltd accounting fraud or deficiencies2019UK-ICAEW£5,000
Shulman & Company accounting fraud or deficiencies2019UK-ICAEW£5,000
Currie Accountancy Limited accounting fraud or deficiencies2018UK-ICAEW£5,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
MG Audit Services Ltd accounting fraud or deficiencies2017UK-ICAEW£5,000
Moore accounting fraud or deficiencies2017UK-ICAEW£5,000
Raphael & Sons plc economic sanction violation2019UK-OFSI£5,000
Witter Properties Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Squarebrook Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Randalls Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Bristol Street Book-keeping Limited ASP anti-money-laundering deficiencies2021UK-HMRC£5,000
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
Wilson Henry LLP accounting fraud or deficiencies2021UK-ICAEW£4,598
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
The Robert Woolfson Partnership accounting fraud or deficiencies2019UK-ICAEW£4,500
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
Embee Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£4,475
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Smith & Williamson LLP accounting fraud or deficiencies2019UK-ICAEW£4,325
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Manningtons accounting fraud or deficiencies2022UK-ICAEW£4,200
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Richardson Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,164
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
Haines Watts Birmingham LLP accounting fraud or deficiencies2018UK-ICAEW£4,136
Forge Homes Residential Sales and Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,130
K Robinson Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,088
Flashfix Home Solutions Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,050
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
S. C. Telfer accounting fraud or deficiencies2019UK-ICAEW£4,000
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Prime Business Services (London) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,000
NSAH (Alliance Homes) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Templeton Robinson Commercial (NI) LLP EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
DB Bookkeeping and Stocktaking Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,955
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
MDC High Peak Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,908
EMC Accountants and Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,900
Borders & West (Inc. Howe & Co) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,888
MB & A Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,862
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
Mitchells (Derbyshire) Limited accounting fraud or deficiencies2018UK-ICAEW£3,800
Annandvilla Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,773
Glasgow Bookkeepers Limited ASP anti-money-laundering deficiencies2021UK-HMRC£3,740
Linda Matthews & Co Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,725
Emoov Ltd anti-money-laundering deficiencies2019UK-HMRC£3,721
Edward Milton Developments Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,700
PWS Financial Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,700
CCS Nationwide Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£3,657
G P Boyle & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£3,613
Kuavo Property Services Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Brown & Lee, Aylesbury Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,600
Radnor Martin Limited EAB anti-money-laundering deficiencies2021UK-HMRC£3,600
Le Forts accounting fraud or deficiencies2019UK-ICAEW£3,590
Joseph Meer Ltd accounting fraud or deficiencies2020UK-ICAEW£3,586
RDP Newmans LLP accounting fraud or deficiencies2018UK-ICAEW£3,580
My Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,561
APC Accountancy (STAFFS) Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,558
Sheridans Ltd anti-money-laundering deficiencies2018UK-HMRC£3,553
Complete Audit and Accounting Solutions Ltd accounting fraud or deficiencies2020UK-ICAEW£3,500
Latham Costa Limited accounting fraud or deficiencies2019UK-ICAEW£3,500
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£3,500
ma2 Limited accounting fraud or deficiencies2018UK-ICAEW£3,500
Howard Worth accounting fraud or deficiencies2018UK-ICAEW£3,500
Creaseys Group Limited accounting fraud or deficiencies2022UK-ICAEW£3,500