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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,485,959,954
Number of Penalty Cases: 2,591
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
Credit Suisse£302,307,3764
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon .
Deutsche Bank AGDeutsche Bankfinancial servicesinvestor protection violation2014UK-FCA£4,718,800
Premier Metals (Leeds) Ltd tax violations2017UK-HMRC£4,685,825
Universal Project Services Ltd tax violations2018UK-HMRC£4,651,334
Asia Resource Minerals plc fka Bumi plc investor protection violation2015UK-FCA£4,651,200
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,550,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,525,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,500,000
Skelwith Leisure (Raithwaite) Ltd tax violations2017UK-HMRC£4,493,791
Business Networks Management Ltd dba Zambezi Business Mangement Ltd tax violations2018UK-HMRC£4,351,395
EFG Private Bank Ltd anti-money-laundering deficiencies2013UK-FSA£4,200,000
Yorkshire Building SocietyYorkshire Building Societyfinancial servicesmortgage abuses2014UK-FCA£4,135,600
Winterflood Securities LimitedClose Brothers Group PLCfinancial servicesinvestor protection violation2010UK-FSA£4,052,500
Al Rayan Bank PLC anti-money-laundering deficiencies2023UK-FCA£4,023,600
Forex Capital Markets Ltd and FXCM Securities Ltd investor protection violation2014UK-FCA£4,000,000
Jedirect Corp tax violations2021UK-HMRC£3,740,541
Greenlight Capital Inc. insider trading2012UK-FSA£3,650,795
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£3,500,000
Martin Currie Investment Management Limited and Martin Currie Inc investor protection violation2012UK-FSA£3,500,000
Integrated Financial Arrangements plcIntegraFin Holdings PLCfinancial servicesinvestor protection violation2011UK-FSA£3,500,000
Bank of Scotland PlcLloyds Banking Groupfinancial servicesinvestor protection violation2011UK-FSA£3,500,000
Fowler Oldfield Ltd tax violations2017UK-HMRC£3,488,081
Ezy Drinks Ltd tax violations2017UK-HMRC£3,482,016
TFS-ICAP Ltd. investor protection violation2020UK-FCA£3,444,100
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,375,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,296,000
Sonali Bank (UK) Limited anti-money-laundering deficiencies2016UK-FCA£3,250,600
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,165,000
J.P. Morgan International Bank LimitedJPMorgan Chasefinancial servicesinvestor protection violation2013UK-FCA£3,076,200
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2016UK-FRC£3,050,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,038,750
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,010,000
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
Millburn Insurance Company Limited internal controls deficiency2016UK-PRA£2,863,066
Premier Waste & Recycling Ltd tax violations2014UK-HMRC£2,806,526
Scottish Equitable PLCAegonfinancial servicesinvestor protection violation2010UK-FSA£2,800,000
MY.KLT Ltd tax violations2018UK-HMRC£2,713,705
East Sussex Distribution Ltd tax violations2016UK-HMRC£2,654,014
Ekey Technology Ltd tax violations2018UK-HMRC£2,645,065
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2010UK-FSA£2,450,000
Lamprell plc investor protection violation2013UK-FSA£2,428,300
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£2,415,000
Credit Suisse InternationalCredit Suissefinancial servicesinvestor protection violation2014UK-FCA£2,398,100
Amber Motor Company Ltd. Previously known as EJH2 Ltd tax violations2020UK-HMRC£2,396,285
Pembrokeshire Mortgage Centre Limited investor protection violation2022UK-FCA£2,354,331
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,340,000
Matlock Recycling Limited tax violations2017UK-HMRC£2,227,887
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£2,212,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,205,000
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Kamros Cash and Carry Limited tax violations2021UK-HMRC£2,133,329
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
The TJM Partnership Limited anti-money-laundering deficiencies2022UK-FCA£2,038,700
TJM Partnership anti-money-laundering deficiencies2022UK-FCA£2,038,700
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
MT Global Ltd anti-money-laundering deficiencies2021UK-HMRC£1,994,007
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,959,750
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020UK-FRC£1,950,000
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2014UK-FRC£1,870,000
Henderson Investment Funds Ltd.Janus Hendersonfinancial servicesinvestor protection violation2019UK-FCA£1,867,900
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
AXA Wealth Services LtdPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2013UK-FCA£1,802,200
Aircall International Ltd tax violations2018UK-HMRC£1,760,747
Credit Suisse Securities (Europe) Limited et al.Credit Suissefinancial servicesinvestor protection violation2010UK-FSA£1,750,000
T W Telecommunications Ltd tax violations2017UK-HMRC£1,744,452
Zamco Ltd tax violations2019UK-HMRC£1,736,633
VC Solution Ltd tax violations2021UK-HMRC£1,717,052
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,696,149
UK Snacks Limited tax violations2021UK-HMRC£1,649,548
P.R.B. Trading Limited tax violations2019UK-HMRC£1,629,658
Delta Trade SPRL tax violations2021UK-HMRC£1,625,982
Sesame LimitedAviva PLCfinancial servicesinvestor protection violation2014UK-FCA£1,598,000
Gatehouse Bank Plc anti-money-laundering deficiencies2022UK-FCA£1,584,100
Societe GeneraleSociete Generalefinancial servicesinvestor protection violation2010UK-FSA£1,575,000
Santander UK plcBanco Santanderfinancial servicesinvestor protection violation2012UK-FSA£1,500,000
Da Vinci Invest Limited investor protection violation2015UK-FCA£1,460,000
Superpower Payroll Limited tax violations2016UK-HMRC£1,457,539
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,450,000
Yorkshire Building SocietyYorkshire Building Societyfinancial servicesinvestor protection violation2014UK-FCA£1,429,000
Shenzhen Qiao Zhuo E-Commerce Ltd tax violations2019UK-HMRC£1,411,508
Premium Brand Management Limited tax violations2022UK-HMRC£1,410,110
Spectrum Contracting Services Ltd tax violations2018UK-HMRC£1,408,429
Norwich and Peterborough Building SocietyYorkshire Building Societyfinancial servicesinvestor protection violation2011UK-FSA£1,400,000
Getco Europe Limited investor protection violation2010UK-FSA£1,400,000
Hobson's Choice (Stores) Limited tax violations2019UK-HMRC£1,397,191
QIB (UK) Plc internal controls deficiency2016UK-PRA£1,384,950
Meadowhall Wholesale Ltd dba Meadowhall Cash and Carry tax violations2017UK-HMRC£1,379,026
Cafe Zoot Limited tax violations2020UK-HMRC£1,340,674
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
Lucky Dairy Ltd tax violations2021UK-HMRC£1,317,433
R. Raphael & Sons Plc internal controls deficiency2015UK-PRA£1,278,165
Cheshire Mortgage Corporation Limited mortgage abuses2012UK-FSA£1,225,000
Kensington Mortgage Company Limited mortgage abuses2010UK-FSA£1,225,000
Deluxe Corporate Solutions Ltd tax violations2017UK-HMRC£1,224,362
W H Ireland Limited investor protection violation2016UK-FCA£1,200,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
YQMS Limited tax violations2022UK-HMRC£1,179,907
Barclays Capital Securities LimitedBarclaysfinancial servicesinvestor protection violation2011UK-FSA£1,127,559
R. Raphael & Sons plc risk management failure2019UK-PRA£1,112,152
Hong Kong Aosen Int. Group Co. Ltd tax violations2020UK-HMRC£1,073,627
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000