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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Rainey & Gregg Property & Mortgage Centre EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Oxford Accountants for Business Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Meadway Estates (North London) Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
MAR Residential Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Cotswold Accountancy Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,500
Cape Verde Property Investmnets Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Benedicts Consultants Surveyors Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,500
Arnold & PHILLIPS (Chorley) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Delmor Leven Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Landmark Lettings Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
LBC Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Move Holmes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Simply Move Estate And Lettings Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
SRM Accountants Limited ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Urban and Rural Milton Keynes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
Yasin & Co. Accountants Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£4,500
Wilson Henry LLP accounting fraud or deficiencies2021UK-ICAEW£4,598
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Tuxford Exports Ltd HVD anti-money-laundering deficiencies2023UK-HMRC£4,742
London Lettings & Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£4,750
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
Indigo Property Search Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£4,850
Austins LLP anti-money-laundering deficiencies2024UK-SRA£4,893
London Property Acquisition Limited EAB anti-money-laundering deficiencies2023UK-HMRC£5,000
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Born Associates Limited anti-money-laundering deficiencies2021UK-ICAEW£5,000
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
JSP Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£5,000
J P Walters & Co Ltd accounting fraud or deficiencies2019UK-ICAEW£5,000
Shulman & Company accounting fraud or deficiencies2019UK-ICAEW£5,000
Currie Accountancy Limited accounting fraud or deficiencies2018UK-ICAEW£5,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
MG Audit Services Ltd accounting fraud or deficiencies2017UK-ICAEW£5,000
Moore accounting fraud or deficiencies2017UK-ICAEW£5,000
Raphael & Sons plc economic sanction violation2019UK-OFSI£5,000
Witter Properties Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Squarebrook Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Randalls Estates Limited EAB anti-money-laundering deficiencies2021UK-HMRC£5,000
Bristol Street Book-keeping Limited ASP anti-money-laundering deficiencies2021UK-HMRC£5,000
SDLT Experts Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,000
Rehoboth Property International Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Pinnacle Freelance Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,000
HJ Company London Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Glenfield Asset Management Limited LAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Ford Fine Art Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Emersons Estates Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,000
Atelier Rose & Gray Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Additions Plus Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£5,000
Up Accounting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£5,000
Wright & Wright (Hinckley) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£5,000
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
Office Serv Limited TCSP anti-money-laundering deficiencies2022UK-HMRC£5,100
GJ Templeman Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£5,150
Vertice Montis Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,153
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Iqbal Financial Accountants ASP anti-money-laundering deficiencies2022UK-HMRC£5,210
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250
Landmark Sales and Lettings Ltd anti-money-laundering deficiencies2020UK-HMRC£5,250
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Ensors Accountants LLP accounting fraud or deficiencies2020UK-ICAEW£5,280
Haysmacintyre LLP accounting fraud or deficiencies2023UK-ICAEW£5,319
Mark Burrows Property Consultancy Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,350
Franklin Cole Properties Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,350
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2016UK-ICAEW£5,358
Ukrtax Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,400
LBF Advisory Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,400
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
E2Euro Consulting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£5,500
M&G Taxation Limited ASP anti-money-laundering deficiencies2023UK-HMRC£5,500
Thompson’s Gallery Aldeburgh AMP anti-money-laundering deficiencies2022UK-HMRC£5,500
The Hollandridge Group Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,500
Sue Bridges Lettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,500
Ahmed Estates (UK) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,500
Ayr Estate & Letting Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,516
Petrou & Co anti-money-laundering deficiencies2023UK-SRA£5,590
Philip Hodges Estate Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,598
Fisks Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£5,600
Golden Arches Estate Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,600
Gwaddol Accounting Ltd ASP anti-money-laundering deficiencies2023UK-HMRC£5,600
Manhire Commercial Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,600
Edwards Veeder (UK) Limited accounting fraud or deficiencies2019UK-ICAEW£5,600
Zest Tax Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,600
Goad & Butcher anti-money-laundering deficiencies2023UK-SRA£5,600
Bill Dane Property Sales Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,600
Hearnes Poole Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,600
Fintech Associates Limited accounting fraud or deficiencies2022UK-ICAEW£5,664
Cobham Murphy Limited accounting fraud or deficiencies2019UK-ICAEW£5,685
Art For Investment Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£5,700
Aston Pearl Limited EAB anti-money-laundering deficiencies2023UK-HMRC£5,700
Blond Contemporary Limited AMP anti-money-laundering deficiencies2023UK-HMRC£5,700
Stockbridge Gallery Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£5,700
Fidelity Accounting & Business Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£5,700
Noahs London Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,700
Hepplestone Fine Art Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£5,700
Strada Real Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£5,700
Moore Kingston Smith LLP accounting fraud or deficiencies2020UK-ICAEW£5,745
Kilsby & Williams LLP accounting fraud or deficiencies2024UK-ICAEW£5,746