Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£3,504,505,112
Number of Penalty Cases: 2,713
Note: Includes records/cases without monetary penalties.

Warning: Undefined array key "row_count" in /usr/home/goodjobsfirst/public_html/php/markup3.php on line 274
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
Credit Suisse£302,307,3764
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParent sort icon . Parent Major IndustryOffence TypeYearAgencyPenalty Amount
Chinese Business Gazette Ltd tax violations2019UK-HMRC£14,558
Chinese New Garden Ltd tax violations2022UK-HMRC£85,543
Chip Ahoy tax violations2022UK-HMRC£21,497
Chohan Management Limited tax violations2022UK-HMRC£61,352
Chong & Associates Limited anti-money-laundering deficiencies2022UK-HMRC£0
Christchurch Investment Management Limited investor protection violation2012UK-FSA£26,600
Christina Nail Spa Ltd tax violations2021UK-HMRC£143,372
CIE Europe Ltd anti-money-laundering deficiencies2020UK-HMRC£1,600
CIM Technologies Ltd. dba Tooth Fairy Finance payday lending violation2010UK-OFT£0
Circa Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,072
Citified Management Services Limited tax violations2017UK-HMRC£152,480
Citigroup Global Markets LimitedCitigroupfinancial servicesinvestor protection violation2022UK-FCA£12,553,800
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branchCitigroupfinancial servicesinternal controls deficiency2019UK-PRA£43,890,000
City Index Limited investor protection violation2011UK-FSA£490,000
City View Hotel Ltd tax violations2018UK-HMRC£12,384
City Wharf Apartments Ltd tax violations2018UK-HMRC£27,204
CJ Decorators Ltd tax violations2018UK-HMRC£44,064
Clancy's tax violations2022UK-HMRC£17,731
Claremont Homes (UK) Limited tax violations2019UK-HMRC£146,418
Clark Mobility Services and Nessies Discount Furniture Store tax violations2017UK-HMRC£50,873
Clarke Demolition Company Limited tax violations2021UK-HMRC£78,162
Clarke Nicklin LLP accounting fraud or deficiencies2023UK-ICAEW£28,000
Clays Farm Gold Centre tax violations2015UK-HMRC£46,781
Clear Junction Ltd economic sanction violation2021UK-OFSI£36,393
Clear Vision Accountancy Ltd accounting fraud or deficiencies2016UK-ICAEW£10,305
Clearwater Properties tax violations2017UK-HMRC£35,259
Clive Owen LLP accounting fraud or deficiencies2021UK-ICAEW£32,060
Clive Owen LLP accounting fraud or deficiencies2022UK-ICAEW£23,048
Close Investments LimitedClose Brothers Group PLCfinancial servicesinvestor protection violation2010UK-FSA£98,000
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
Clydesdale Bank plcVirgin Money UK PLCfinancial servicesbanking violation2021UK-CMA£0
CMHDMX tax violations2020UK-HMRC£29,939
CMS Metals Ltd tax violations2017UK-HMRC£5,774,265
CNEX Ltd. tax violations2021UK-HMRC£139,782
CNWC Kennels tax violations2020UK-HMRC£17,334
Co-operative Bank PlcCo-operative Bankfinancial servicesinternal controls deficiency2015UK-PRA£0
Coaching Hotels dba The Griffin Hotel Ltd tax violations2017UK-HMRC£16,199
Coastal Lake tax violations2020UK-HMRC£23,156
Cobbin Floyd Limited accounting fraud or deficiencies2022UK-ICAEW£2,450
Cobham Murphy Limited accounting fraud or deficiencies2019UK-ICAEW£5,685
Cocoon Wealth LLP tax violations2021UK-HMRC£559,739
Code Hove Ltd dba Barcode Ristorante tax violations2020UK-HMRC£63,309
Collectors Paradise tax violations2018UK-HMRC£9,764
Collins accounting fraud or deficiencies2021UK-ICAEW£0
Colour Double Limited anti-money-laundering deficiencies2021UK-HMRC£0
Colour My Life Ltd tax violations2018UK-HMRC£26,380
Combined Utilities Ltd tax violations2017UK-HMRC£23,038
Comform Solutions Ltd anti-money-laundering deficiencies2020UK-HMRC£1,000
Comlights UK Ltd tax violations2020UK-HMRC£33,722
Commerzbank AGCommerzbankfinancial servicesanti-money-laundering deficiencies2020UK-FCA£37,805,400
Commerzbank AGCommerzbankfinancial servicesinvestor protection violation2010UK-FSA£595,000
Communion Solutions Ltd Orchid Restaurant tax violations2017UK-HMRC£29,489
Company Address Services Ltd anti-money-laundering deficiencies2020UK-HMRC£2,500
Company Advice Ltd anti-money-laundering deficiencies2020UK-HMRC£9,000
Complete Audit and Accounting Solutions Ltd accounting fraud or deficiencies2020UK-ICAEW£3,500
Complete Building Supply Services Ltd tax violations2021UK-HMRC£438,134
Complete Property Maintenance Ltd tax violations2017UK-HMRC£92,267
Complex Staging Solutions Ltd dba CGS tax violations2017UK-HMRC£59,156
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Connolly Contractors Limited tax violations2016UK-HMRC£13,957
Connolly Jones Audit LLP accounting fraud or deficiencies2019UK-ICAEW£1,000
Construct Corp Ltd tax violations2018UK-HMRC£103,742
Construction Sealants Ltd tax violations2017UK-HMRC£26,804
Consulting Europe Limited tax violations2022UK-HMRC£262,261
Contractors 4 U Limited tax violations2016UK-HMRC£16,090
Cookson Contracts Limited tax violations2016UK-HMRC£30,850
Copiers (UK) Ltd tax violations2017UK-HMRC£41,532
Correia Limited dba Il Castello tax violations2019UK-HMRC£85,477
Cosmeticity Limited tax violations2023UK-HMRC£48,921
Costcutter Salford Ltd tax violations2018UK-HMRC£46,144
Cottage Balti tax violations2022UK-HMRC£15,997
Cottage Balti tax violations2022UK-HMRC£14,054
Cotton Design Ltd tax violations2021UK-HMRC£779,691
Coulogne Logistics Services tax violations2021UK-HMRC£18,454
Countrywide Estate Agents anti-money-laundering deficiencies2018UK-HMRC£215,000
Coutts & CompanyNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2012UK-FSA£8,750,000
Coutts & CompanyNatWest Group PLCfinancial servicesinvestor protection violation2011UK-FSA£6,300,000
Cowgill Holloway LLP accounting fraud or deficiencies2021UK-ICAEW£14,000
Cox Costello & Horne Limited accounting fraud or deficiencies2014UK-ICAEW£20,380
CPL Foods Ltd tax violations2017UK-HMRC£42,532
CR Building Services tax violations2016UK-HMRC£41,277
CR Plastering Services tax violations2023UK-HMRC£18,319
Cracherchlo Ltd tax violations2019UK-HMRC£38,894
Cranleys Partnership LLP accounting fraud or deficiencies2016UK-ICAEW£11,567
Creaseys Group Limited accounting fraud or deficiencies2020UK-ICAEW£9,219
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Creaseys Group Limited accounting fraud or deficiencies2022UK-ICAEW£3,500
Creaseys LLP accounting fraud or deficiencies2020UK-ICAEW£18,363
Creaseys LLP accounting fraud or deficiencies2019UK-ICAEW£137,180
Credit SuisseCredit Suissefinancial servicesbanking violation2021UK-FCA£292,209,276
Credit Suisse (UK) LimitedCredit Suissefinancial servicesinvestor protection violation2011UK-FSA£5,950,000
Credit Suisse InternationalCredit Suissefinancial servicesinvestor protection violation2014UK-FCA£2,398,100
Credit Suisse Securities (Europe) Limited et al.Credit Suissefinancial servicesinvestor protection violation2010UK-FSA£1,750,000
Creditcard Optimisation Ltd tax violations2022UK-HMRC£181,028
Crescendo Advisors International Limited anti-money-laundering deficiencies2022UK-GFSC£203,000
Cricket Hill Financial Planning Limited investor protection violation2011UK-FSA£70,000
Critchleys Probate Services LLP accounting fraud or deficiencies2018UK-ICAEW£500
Criteria Wealth Management Limited investor protection violation2020UK-GFSC£0
Crossley & Davis accounting fraud or deficiencies2021UK-ICAEW£1,050
Crossley & Davis accounting fraud or deficiencies2020UK-ICAEW£6,992
Crosstube Rail Limited tax violations2018UK-HMRC£262,709