| Cheadle Gourmet Restaurant Limited formerly trading as The Garam Massala | | | tax violations | 2023 | UK-HMRC | £52,753 |
| A H Fire Preventions Ltd | | | tax violations | 2023 | UK-HMRC | £53,193 |
| Spri Limited | | | tax violations | 2023 | UK-HMRC | £53,334 |
| Monkmoor Bathrooms Ltd | | | tax violations | 2023 | UK-HMRC | £53,689 |
| Homes IV You Ltd | | | tax violations | 2023 | UK-HMRC | £56,093 |
| Carlos Gardening Services Limited | | | tax violations | 2023 | UK-HMRC | £57,674 |
| GELU Builder Ltd | | | tax violations | 2023 | UK-HMRC | £57,677 |
| MDIS Painting Ltd | | | tax violations | 2023 | UK-HMRC | £59,024 |
| Golden City Limited t/a Golden City | | | tax violations | 2023 | UK-HMRC | £60,067 |
| China Time | | | tax violations | 2023 | UK-HMRC | £60,273 |
| Matthews Electronics Limited | | | tax violations | 2023 | UK-HMRC | £62,958 |
| Coffee@The Castle Limited | | | tax violations | 2023 | UK-HMRC | £63,278 |
| Zaike Dar Food Ltd formerly trading as Kebabish Peri Peri | | | tax violations | 2023 | UK-HMRC | £67,026 |
| Laura Roxana Ltd | | | tax violations | 2023 | UK-HMRC | £67,500 |
| N9 Beijing Limited formerly trading as Chef Beijing | | | tax violations | 2023 | UK-HMRC | £71,422 |
| Project G Ltd | | | tax violations | 2023 | UK-HMRC | £71,886 |
| K A MOT & Repair Centre Ltd t/a K Amar MOT & Repair | | | tax violations | 2023 | UK-HMRC | £72,261 |
| Ethos Payroll Services Ltd | | | tax violations | 2023 | UK-HMRC | £72,574 |
| WJE Limited formerly trading as Oriental Garden | | | tax violations | 2023 | UK-HMRC | £78,377 |
| Ecotarius Limited | | | tax violations | 2023 | UK-HMRC | £83,780 |
| Xpressions fka Cinnamon Bay & Chicken Cottage | | | tax violations | 2023 | UK-HMRC | £86,296 |
| Pangea Worldwide Ltd | | | tax violations | 2023 | UK-HMRC | £86,500 |
| Techsimulater Ltd | | | tax violations | 2023 | UK-HMRC | £88,163 |
| Lahore Eastcote Trading Limited | | | tax violations | 2023 | UK-HMRC | £89,081 |
| Venatu Payroll Solutions Ltd fks RTS Payroll Solutions Ltd and Bondix Administration Ltd | | | tax violations | 2023 | UK-HMRC | £942,776 |
| Staffscanner Payroll Bureau Ltd fka Apollo Payroll Bureau Ltd | | | tax violations | 2023 | UK-HMRC | £990,703 |
| PKF Littlejohn LLP | | | accounting fraud or deficiencies | 2024 | UK-ICAEW | £12,693 |
| Aquarius Tax Consultancy Ltd | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £2,604 |
| DSG Accountancy and Business Services Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £128,190 |
| Buckley Watson Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £4,110 |
| Marks & Co | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £2,531 |
| Porritt Rainey | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £700 |
| Harris Bassett Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £8,750 |
| Peyton Tyler Mears | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £2,354 |
| BOSeCo | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £0 |
| WBV Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £525 |
| Willis Scott Group | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £350 |
| Muras Baker Jones Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £3,656 |
| Brown McLeod Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £25,605 |
| DKR Audit Services Ltd | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £350 |
| Shipleys LLP | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £13,193 |
| Carpenter Box Limited | | | accounting fraud or deficiencies | 2023 | UK-ICAEW | £7,000 |
| Nedbank Private Wealth Limited | | | anti-money-laundering deficiencies | 2023 | UK-IOM | £535,185 |
| Oakmount Law Solicitors | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £3,720 |
| Ashfords LLP | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £102,707 |
| GJ Templeman Solicitors Limited | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £5,150 |
| Nigel J Humes & Co | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £2,345 |
| Hattens Solicitors Limited | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £13,300 |
| DKLM LLP | | | anti-money-laundering deficiencies | 2023 | UK-SRA | £13,422 |
| Inspirational Financial Management Ltd | | | investor protection violation | 2024 | UK-FCA | £897,840 |
| BDSwiss Holding Plc | | | investor protection violation | 2021 | UK-FCA | £0 |
| Avacade Future Solutions et al. | | | investor protection violation | 2021 | UK-FCA | £0 |
| LJ Financial Planning Ltd. | | | investor protection violation | 2020 | UK-FCA | £107,200 |
| TFS-ICAP Ltd. | | | investor protection violation | 2020 | UK-FCA | £3,444,100 |
| Asia Research and Capital Management Ltd. | | | investor protection violation | 2020 | UK-FCA | £873,118 |
| Cathay International Holdings Limited | | | investor protection violation | 2019 | UK-FCA | £411,000 |
| R. Raphael & Sons plc | | | banking violation | 2019 | UK-FCA | £775,100 |
| Linear Investments Limited | | | investor protection violation | 2019 | UK-FCA | £409,300 |
| Hargreave Hale Ltd | | | insider trading | 2019 | UK-FCA | £306,300 |
| River and Mercantile Asset Management LLP | | | insider trading | 2019 | UK-FCA | £108,600 |
| Canara Bank | | | anti-money-laundering deficiencies | 2018 | UK-FCA | £896,100 |
| Tejoori Limited | | | investor protection violation | 2017 | UK-FCA | £70,000 |
| Sonali Bank (UK) Limited | | | anti-money-laundering deficiencies | 2016 | UK-FCA | £3,250,600 |
| Cenkos Securities Plc | | | investor protection violation | 2016 | UK-FCA | £530,500 |
| W H Ireland Limited | | | investor protection violation | 2016 | UK-FCA | £1,200,000 |
| Threadneedle Asset Management Limited | | | investor protection violation | 2015 | UK-FCA | £6,038,504 |
| John Joseph Financial Services Limited | | | investor protection violation | 2015 | UK-FCA | £20,000 |
| Mineworld Limited | | | investor protection violation | 2015 | UK-FCA | £5,000,000 |
| Da Vinci Invest Limited | | | investor protection violation | 2015 | UK-FCA | £1,460,000 |
| Asia Resource Minerals plc fka Bumi plc | | | investor protection violation | 2015 | UK-FCA | £4,651,200 |
| Bank of Beirut (UK) Ltd | | | anti-money-laundering deficiencies | 2015 | UK-FCA | £2,100,000 |
| Execution Noble & Company Limited | | | investor protection violation | 2014 | UK-FCA | £231,000 |
| Forex Capital Markets Ltd and FXCM Securities Ltd | | | investor protection violation | 2014 | UK-FCA | £4,000,000 |
| 7722656 Canada Inc. | | | investor protection violation | 2014 | UK-FCA | £8,000,000 |
| Westwood Independent Financial Planners | | | investor protection violation | 2013 | UK-FCA | £100,000 |
| SEI Investments (Europe) Limited | | | investor protection violation | 2013 | UK-FCA | £900,200 |
| Xcap Securities PLC | | | investor protection violation | 2013 | UK-FCA | £120,900 |
| Haysmacintyre LLP | | | accounting fraud or deficiencies | 2021 | UK-FRC | £70,000 |
| Arrandco Audit Ltd. | | | accounting fraud or deficiencies | 2018 | UK-FRC | £790,000 |
| Moore Stephens (NI) LLP | | | accounting fraud or deficiencies | 2016 | UK-FRC | £140,000 |
| Sixonethreeone Limited | | | accounting fraud or deficiencies | 2014 | UK-FRC | £450,000 |
| EFG Private Bank Ltd | | | anti-money-laundering deficiencies | 2013 | UK-FSA | £4,200,000 |
| Care Asset Management Limited | | | investor protection violation | 2013 | UK-FSA | £56,000 |
| Lamprell plc | | | investor protection violation | 2013 | UK-FSA | £2,428,300 |
| Nestor Healthcare Group Limited | | | investor protection violation | 2013 | UK-FSA | £175,000 |
| Cheshire Mortgage Corporation Limited | | | mortgage abuses | 2012 | UK-FSA | £1,225,000 |
| Savoy Investment Management Limited | | | investor protection violation | 2012 | UK-FSA | £412,000 |
| James Sharp and Company | | | investor protection violation | 2012 | UK-FSA | £49,000 |
| Pi Financial Limited | | | investor protection violation | 2012 | UK-FSA | £58,300 |
| Turkish Bank (UK) Ltd | | | anti-money-laundering deficiencies | 2012 | UK-FSA | £294,000 |
| Mosley & Company | | | investor protection violation | 2012 | UK-FSA | £10,500 |
| Habib Bank AG Zurich | | | anti-money-laundering deficiencies | 2012 | UK-FSA | £525,000 |
| Martin Currie Investment Management Limited and Martin Currie Inc | | | investor protection violation | 2012 | UK-FSA | £3,500,000 |
| Exillon Energy plc | | | investor protection violation | 2012 | UK-FSA | £292,950 |
| Accendo Markets Limited | | | investor protection violation | 2012 | UK-FSA | £56,000 |
| Christchurch Investment Management Limited | | | investor protection violation | 2012 | UK-FSA | £26,600 |
| Greenlight Capital Inc. | | | insider trading | 2012 | UK-FSA | £3,650,795 |
| Topps Rogers Financial Management | | | investor protection violation | 2012 | UK-FSA | £97,600 |
| McInroy & Wood Limited | | | investor protection violation | 2011 | UK-FSA | £15,050 |
| Towry Investment Management Limited | | | investor protection violation | 2011 | UK-FSA | £494,900 |
| Rockingham Independent Limited | | | investor protection violation | 2011 | UK-FSA | £35,000 |
