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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major Industry sort iconOffence TypeYearAgencyPenalty Amount
Bayzos Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£12,800
B.L.A. (Bradford) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£13,000
Greenaway Residential Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,000
RWM Estates Sales & Lettings Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,000
Springfield (UK) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,000
Jeffrey Limited EAB anti-money-laundering deficiencies2023UK-HMRC£13,100
Tabern Home To Home Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,196
Pirie Homes EAB anti-money-laundering deficiencies2023UK-HMRC£13,400
Oldland Consulting Limited ASP anti-money-laundering deficiencies2023UK-HMRC£13,500
Murdock & Wasley Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,600
Team N Limited EAB anti-money-laundering deficiencies2023UK-HMRC£13,600
Upsdales Property Management Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,864
Branocs Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,872
Freeagent247.Com Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£13,950
Hinchliffe Holmes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,000
Bomford & Coffey Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,100
Dougan Property Consultants Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,151
360 London Property Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Austin Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Birchall Steel Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Blackshaw Commercial Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Cooper Faure Ltd TCSP anti-money-laundering deficiencies2023UK-HMRC£14,500
Drake Consultancy Limited ASP anti-money-laundering deficiencies2023UK-HMRC£14,500
Emanuel Jones LLP EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Esquire Leagrave Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Galaxy Real Estate Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Home Counties Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Houseen Lettings And Property Services Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Imoveproperty Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Iwaan Property Management Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Keys (Scotland) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Lewis & Co (SW London) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Mirpa Limited HVD anti-money-laundering deficiencies2023UK-HMRC£14,500
Modern Living Properties Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Rab Retail Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Rosewood Real Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Sworder Belcher Holt Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Taylor & Co Property Consult Ants Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
The Residential Collection Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Townbridge Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Village Quality Products Limited HVD anti-money-laundering deficiencies2023UK-HMRC£14,500
Wallace Jones (Stapleford) Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Waters Property Search Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Worldwide Property Sales Limited EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Zaman Roberts LLP EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
Myrings Estate Agents Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£15,600
Simon Lee Gallery Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£15,600
Tiwani Promotions Limited AMP anti-money-laundering deficiencies2023UK-HMRC£15,600
Epponnee Rae Ltd AMP anti-money-laundering deficiencies2023UK-HMRC£18,200
Opal Partners Limited EAB anti-money-laundering deficiencies2023UK-HMRC£23,400
Grapevine Estate Agents Limited EAB anti-money-laundering deficiencies2023UK-HMRC£25,905
Wilson Tominey Limited EAB anti-money-laundering deficiencies2023UK-HMRC£26,142
Le Boutillier Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£26,438
Foster & Co (Sussex) Limited EAB anti-money-laundering deficiencies2023UK-HMRC£27,000
Metis Real Estate Advisors Limited EAB anti-money-laundering deficiencies2023UK-HMRC£27,000
SC Land And New Homes Limited EAB anti-money-laundering deficiencies2023UK-HMRC£27,400
Verity Frearson Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£37,342
Tydene Limited HVD anti-money-laundering deficiencies2023UK-HMRC£49,400
Flynn Johnson Estates Limited EAB anti-money-laundering deficiencies2023UK-HMRC£52,000
Chadwick & Company (Manchester) Ltd accounting fraud or deficiencies2024UK-ICAEW£365
Stephen Hill Partnership Limited accounting fraud or deficiencies2024UK-ICAEW£3,500
Bush & Co Limited accounting fraud or deficiencies2024UK-ICAEW£2,100
Meadows & Co Limited accounting fraud or deficiencies2024UK-ICAEW£1,050
Frost & Company accounting fraud or deficiencies2024UK-ICAEW£8,735
Lomas and Company Accountants Limited accounting fraud or deficiencies2024UK-ICAEW£13,559
DSG Accountancy and Business Services Limited accounting fraud or deficiencies2024UK-ICAEW£15,000
Hillier Hopkins LLP accounting fraud or deficiencies2024UK-ICAEW£3,577
Thorne Widgery Accountancy Ltd accounting fraud or deficiencies2024UK-ICAEW£4,200
Kilsby & Williams LLP accounting fraud or deficiencies2024UK-ICAEW£5,746
Ryecroft Glenton accounting fraud or deficiencies2024UK-ICAEW£13,500
Haines Watts Chester Limited accounting fraud or deficiencies2024UK-ICAEW£4,000
Croucher Needham (Essex) LLP accounting fraud or deficiencies2024UK-ICAEW£0
Clyde & Co LLP anti-money-laundering deficiencies2024UK-SDT£628,197
Austen-Jones Solicitors Limited anti-money-laundering deficiencies2024UK-SRA£15,202
Clement Hughes & Co anti-money-laundering deficiencies2024UK-SRA£9,993
TP Legal Ltd anti-money-laundering deficiencies2024UK-SRA£12,181
Carpenter & Co anti-money-laundering deficiencies2024UK-SRA£14,122
David Barney & Co anti-money-laundering deficiencies2024UK-SRA£17,223
Austins LLP anti-money-laundering deficiencies2024UK-SRA£4,893
Hine Downing LLP anti-money-laundering deficiencies2024UK-SRA£20,870
McQueen Turner Limited anti-money-laundering deficiencies2024UK-SRA£4,240
Beighton Singh Limited anti-money-laundering deficiencies2024UK-SRA£19,482
Fairbrother & Darlow anti-money-laundering deficiencies2024UK-SRA£17,402
Stephens Wilmot Ltd anti-money-laundering deficiencies2024UK-SRA£20,733
Burrows anti-money-laundering deficiencies2024UK-SRA£12,989
Westgate Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£11,100
Miles Hutchinson & Lithgow anti-money-laundering deficiencies2023UK-SRA£3,203
Petrou & Co anti-money-laundering deficiencies2023UK-SRA£5,590
Integra Solicitors Limited anti-money-laundering deficiencies2023UK-SRA£10,760
TTS Legal Ltd anti-money-laundering deficiencies2023UK-SRA£23,216
Bright Managment Solution Limited investor protection violation2024UK-FCA£533,000
Crowe U.K. LLP accounting fraud or deficiencies2024UK-FRC£144,000
Oliver Clive & Co Limited accounting fraud or deficiencies2024UK-FRC£262,692
BDSwiss Holding Plc investor protection violation2021UK-FCA£0
Avacade Future Solutions et al. investor protection violation2021UK-FCA£0
LJ Financial Planning Ltd. investor protection violation2020UK-FCA£107,200
TFS-ICAP Ltd. investor protection violation2020UK-FCA£3,444,100
Asia Research and Capital Management Ltd. investor protection violation2020UK-FCA£873,118
Cathay International Holdings Limited investor protection violation2019UK-FCA£411,000
R. Raphael & Sons plc banking violation2019UK-FCA£775,100
Linear Investments Limited investor protection violation2019UK-FCA£409,300