| Stewart & Partners | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £6,000 |
| Spain Brothers & Co | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £2,000 |
| P.J. Higgins & Co | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £1,250 |
| Fitzgerald & Law LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £1,500 |
| Sutton McGrath Hartley Ltd | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £5,358 |
| SPW (UK) LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £4,658 |
| Humphrey & Co | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £7,661 |
| Hudson THP Limited | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £6,350 |
| Stopfords (Chesterfield) LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £3,805 |
| Begbies | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £2,400 |
| Gibson Booth | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £17,505 |
| Chantrey Vellacott DFK LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £41,805 |
| FKCA Limited | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £3,067 |
| MG Associates Ltd | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £14,350 |
| Cranleys Partnership LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £11,567 |
| David Lindon & Co | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £1,500 |
| Integra Corporate Finance Limited | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £32,250 |
| S4B (UK) Ltd | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £1,000 |
| J H Greenwood FCA | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £323 |
| Carter Backer Winter LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £4,368 |
| Macalvins Limited | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £19,305 |
| Wilkins Kennedy LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £21,634 |
| Haines Watts Exeter LLP | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £15,613 |
| Clear Vision Accountancy Ltd | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £10,305 |
| Four Oaks Taxation & Accounting Services Limited | | | accounting fraud or deficiencies | 2016 | UK-ICAEW | £20,799 |
| Barlow Andrews LLP | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £15,880 |
| KJA Kilner Johnson Limited | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £10,893 |
| Mehta & Tengra | | | anti-money-laundering deficiencies | 2015 | UK-ICAEW | £7,505 |
| The Mudd Partnership | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £24,905 |
| Henn & Westwood | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £7,268 |
| Geo Little Sebire & Co | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £4,667 |
| Robertson Milroy Limited | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £14,380 |
| Hill Osborne Ltd | | | accounting fraud or deficiencies | 2015 | UK-ICAEW | £10,380 |
| Business Focus & Systems Limited | | | accounting fraud or deficiencies | 2014 | UK-ICAEW | £10,442 |
| Cox Costello & Horne Limited | | | accounting fraud or deficiencies | 2014 | UK-ICAEW | £20,380 |
| Wells Professional Partnership LLP | | | accounting fraud or deficiencies | 2014 | UK-ICAEW | £16,705 |
| Turner Accountancy Limited | | | accounting fraud or deficiencies | 2020 | UK-ICAS | £1,900 |
| Atkinson Donnelly LLP | | | accounting fraud or deficiencies | 2019 | UK-ICAS | £2,700 |
| Ross & Company | | | accounting fraud or deficiencies | 2018 | UK-ICAS | £3,450 |
| James Anderson & Co Limited | | | accounting fraud or deficiencies | 2016 | UK-ICAS | £1,000 |
| Jackson Grundy Limited | | | anti-money-laundering deficiencies | 2014 | UK-OFT | £169,652 |
| Hastings International UK Limited | | | anti-money-laundering deficiencies | 2014 | UK-OFT | £47,966 |
| Jeffrey Ross Ltd. | | | anti-money-laundering deficiencies | 2014 | UK-OFT | £29,000 |
| MCO Capital Limited | | | anti-money-laundering deficiencies | 2013 | UK-OFT | £544,505 |
| IPS Estate Agents Limited | | | anti-money-laundering deficiencies | 2013 | UK-OFT | £11,844 |
| Wonga.com Ltd. | | | payday lending violation | 2012 | UK-OFT | £0 |
| Safeloans Ltd. dba Paydayok | | | payday lending violation | 2010 | UK-OFT | £0 |
| CIM Technologies Ltd. dba Tooth Fairy Finance | | | payday lending violation | 2010 | UK-OFT | £0 |
| Telia Carrier UK Limited | | | economic sanction violation | 2019 | UK-OFSI | £146,341 |
| Travelex UK Ltd | | | economic sanction violation | 2019 | UK-OFSI | £10,000 |
| Raphael & Sons plc | | | economic sanction violation | 2019 | UK-OFSI | £5,000 |
| R. Raphael & Sons plc | | | risk management failure | 2019 | UK-PRA | £1,112,152 |
| QIB (UK) Plc | | | internal controls deficiency | 2016 | UK-PRA | £1,384,950 |
| Millburn Insurance Company Limited | | | internal controls deficiency | 2016 | UK-PRA | £2,863,066 |
| R. Raphael & Sons Plc | | | internal controls deficiency | 2015 | UK-PRA | £1,278,165 |
| Avacade Limited et al. | | | investor protection violation | 2021 | UK-FCA | £10,715,000 |
| BDSwiss Holding Plc | | | investor protection violation | 2021 | UK-FCA | £0 |
| Park First Limited et al. | | | investor protection violation | 2021 | UK-FCA | £25,000,000 |
| Airbles Fuelling Services Ltd | | | tax violations | 2021 | UK-HMRC | £21,796 |
| AKM Trading Services Ltd | | | tax violations | 2021 | UK-HMRC | £12,342 |
| Aksaray Kebabs Limited | | | tax violations | 2021 | UK-HMRC | £108,184 |
| Alltwen Building & Maintenance Ltd | | | tax violations | 2021 | UK-HMRC | £10,129 |
| Anderson Choice Limited | | | tax violations | 2021 | UK-HMRC | £31,739 |
| Autotec Ltd | | | tax violations | 2021 | UK-HMRC | £20,867 |
| Axehayes Farm | | | tax violations | 2021 | UK-HMRC | £11,085 |
| Balti International Ltd | | | tax violations | 2021 | UK-HMRC | £173,929 |
| Bar Signature Ltd | | | tax violations | 2021 | UK-HMRC | £56,986 |
| BCL Industrial Concrete Floors Ltd | | | tax violations | 2021 | UK-HMRC | £17,556 |
| Beaver Log Cabins Limited | | | tax violations | 2021 | UK-HMRC | £47,062 |
| Bellside Development Ltd | | | tax violations | 2021 | UK-HMRC | £15,429 |
| Biberetto Ltd | | | tax violations | 2021 | UK-HMRC | £51,339 |
| Black Cherry Club | | | tax violations | 2021 | UK-HMRC | £29,538 |
| C5 Clothing | | | tax violations | 2021 | UK-HMRC | £15,572 |
| Cam 3228 Ltd | | | tax violations | 2021 | UK-HMRC | £24,324 |
| Christina Nail Spa Ltd | | | tax violations | 2021 | UK-HMRC | £143,372 |
| CNEX Ltd. | | | tax violations | 2021 | UK-HMRC | £139,782 |
| Cocoon Wealth LLP | | | tax violations | 2021 | UK-HMRC | £559,739 |
| Complete Building Supply Services Ltd | | | tax violations | 2021 | UK-HMRC | £438,134 |
| Coulogne Logistics Services | | | tax violations | 2021 | UK-HMRC | £18,454 |
| Cummings Civils Ltd | | | tax violations | 2021 | UK-HMRC | £127,518 |
| D J Murphey Construction Ltd | | | tax violations | 2021 | UK-HMRC | £86,625 |
| DCP Contracts Ltd | | | tax violations | 2021 | UK-HMRC | £85,914 |
| Dekorglass Birmingham Ltd | | | tax violations | 2021 | UK-HMRC | £410,076 |
| Delivery People Ltd | | | tax violations | 2021 | UK-HMRC | £25,335 |
| Dubhe WTC Ltd | | | tax violations | 2021 | UK-HMRC | £563,996 |
| Elumatic | | | tax violations | 2021 | UK-HMRC | £51,329 |
| Fast Dine Ltd | | | tax violations | 2021 | UK-HMRC | £28,179 |
| Fizzthinks360 Limited | | | tax violations | 2021 | UK-HMRC | £40,459 |
| Gibson Global Ltd | | | tax violations | 2021 | UK-HMRC | £8,552,226 |
| Happy Time 168 Ltd | | | tax violations | 2021 | UK-HMRC | £22,300 |
| Horizon Security Ltd | | | tax violations | 2021 | UK-HMRC | £53,790 |
| Hou Mo HK Trading Ltd | | | tax violations | 2021 | UK-HMRC | £432,993 |
| Inbrella Limited | | | tax violations | 2021 | UK-HMRC | £14,977 |
| Indus Telecom Ltd | | | tax violations | 2021 | UK-HMRC | £23,266 |
| Jasmine Thai Cuisine Ltd | | | tax violations | 2021 | UK-HMRC | £57,385 |
| Jedirect Corp | | | tax violations | 2021 | UK-HMRC | £3,740,541 |
| K2 Kebab & Grill Limited | | | tax violations | 2021 | UK-HMRC | £49,915 |
| Kamros Cash and Carry Limited | | | tax violations | 2021 | UK-HMRC | £2,133,329 |
| Ken & Ken Ltd | | | tax violations | 2021 | UK-HMRC | £66,937 |
| Kuku Hair & Beauty Limited | | | tax violations | 2021 | UK-HMRC | £41,360 |
| Liquid Fleet Ltd. | | | tax violations | 2021 | UK-HMRC | £205,125 |
