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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort iconYearAgencyPenalty Amount
PKF Littlejohn LLP accounting fraud or deficiencies2024UK-ICAEW£12,693
Aquarius Tax Consultancy Ltd accounting fraud or deficiencies2023UK-ICAEW£2,604
DSG Accountancy and Business Services Limited accounting fraud or deficiencies2023UK-ICAEW£128,190
Buckley Watson Limited accounting fraud or deficiencies2023UK-ICAEW£4,110
Marks & Co accounting fraud or deficiencies2023UK-ICAEW£2,531
Porritt Rainey accounting fraud or deficiencies2023UK-ICAEW£700
Harris Bassett Limited accounting fraud or deficiencies2023UK-ICAEW£8,750
Peyton Tyler Mears accounting fraud or deficiencies2023UK-ICAEW£2,354
BOSeCo accounting fraud or deficiencies2023UK-ICAEW£0
WBV Limited accounting fraud or deficiencies2023UK-ICAEW£525
Willis Scott Group accounting fraud or deficiencies2023UK-ICAEW£350
Muras Baker Jones Limited accounting fraud or deficiencies2023UK-ICAEW£3,656
Brown McLeod Limited accounting fraud or deficiencies2023UK-ICAEW£25,605
DKR Audit Services Ltd accounting fraud or deficiencies2023UK-ICAEW£350
Shipleys LLP accounting fraud or deficiencies2023UK-ICAEW£13,193
Carpenter Box Limited accounting fraud or deficiencies2023UK-ICAEW£7,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2024UK-FRC£1,462,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2024UK-FRC£40,000
Chadwick & Company (Manchester) Ltd accounting fraud or deficiencies2024UK-ICAEW£365
Stephen Hill Partnership Limited accounting fraud or deficiencies2024UK-ICAEW£3,500
Bush & Co Limited accounting fraud or deficiencies2024UK-ICAEW£2,100
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2024UK-ICAEW£24,713
Meadows & Co Limited accounting fraud or deficiencies2024UK-ICAEW£1,050
Frost & Company accounting fraud or deficiencies2024UK-ICAEW£8,735
Lomas and Company Accountants Limited accounting fraud or deficiencies2024UK-ICAEW£13,559
DSG Accountancy and Business Services Limited accounting fraud or deficiencies2024UK-ICAEW£15,000
Hillier Hopkins LLP accounting fraud or deficiencies2024UK-ICAEW£3,577
Thorne Widgery Accountancy Ltd accounting fraud or deficiencies2024UK-ICAEW£4,200
Kilsby & Williams LLP accounting fraud or deficiencies2024UK-ICAEW£5,746
Ryecroft Glenton accounting fraud or deficiencies2024UK-ICAEW£13,500
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2024UK-ICAEW£248,306
Haines Watts Chester Limited accounting fraud or deficiencies2024UK-ICAEW£4,000
Croucher Needham (Essex) LLP accounting fraud or deficiencies2024UK-ICAEW£0
Crowe U.K. LLP accounting fraud or deficiencies2024UK-FRC£144,000
Oliver Clive & Co Limited accounting fraud or deficiencies2024UK-FRC£262,692
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2024UK-FRC£5,173,730
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2024UK-FRC£4,649,639
Rio Tinto plcRio Tintomining and mineralsaccounting fraud or deficiencies2017UK-FCA£27,385,400
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-FRC£422,500
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£455,000
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£0
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020UK-FRC£1,950,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2020UK-FRC£160,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£20,635,014
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£362,500
Haysmacintyre LLP accounting fraud or deficiencies2021UK-FRC£70,000
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-FRC£15,450,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£3,500,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,525,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,500,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£6,000,000
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,165,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£2,212,000
PriceWaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2018UK-FRC£10,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,296,000
Arrandco Audit Ltd. accounting fraud or deficiencies2018UK-FRC£790,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,600,000
PwC LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,000,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2016UK-FRC£6,275,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2016UK-FRC£3,050,000
Moore Stephens (NI) LLP accounting fraud or deficiencies2016UK-FRC£140,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£227,500
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£162,500
Sixonethreeone Limited accounting fraud or deficiencies2014UK-FRC£450,000
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2014UK-FRC£1,870,000
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
Fortus Midlands Ltd accounting fraud or deficiencies2021UK-ICAEW£6,879
Blue Arrow Accounting Ltd accounting fraud or deficiencies2021UK-ICAEW£779
Biznav Limited accounting fraud or deficiencies2021UK-ICAEW£3,096
Cowgill Holloway LLP accounting fraud or deficiencies2021UK-ICAEW£14,000
Military House Limited accounting fraud or deficiencies2021UK-ICAEW£3,258
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
KBL Advisory LTD accounting fraud or deficiencies2021UK-ICAEW£490
PMC Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£175
Holden Granat LLP accounting fraud or deficiencies2021UK-ICAEW£2,179
Sowerby FRS LLP accounting fraud or deficiencies2021UK-ICAEW£2,100
Jon Essam & Co Ltd accounting fraud or deficiencies2021UK-ICAEW£1,602
MacIntyre Hudson LLP accounting fraud or deficiencies2021UK-ICAEW£1,573
Henderson-Smith Associates Limited accounting fraud or deficiencies2021UK-ICAEW£0
MacIntyre Hudson LLP accounting fraud or deficiencies2021UK-ICAEW£17,080
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Cameron & Associates Ltd accounting fraud or deficiencies2021UK-ICAEW£1,292
Grenfell James Audit LLP accounting fraud or deficiencies2021UK-ICAEW£821
Dains LLP accounting fraud or deficiencies2021UK-ICAEW£77,572
Simon Silver-Myer accounting fraud or deficiencies2021UK-ICAEW£0
Azets Holdings Limited accounting fraud or deficiencies2021UK-ICAEW£2,100
Hilden Park Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£1,242
Southwell, Tyrrell & Co accounting fraud or deficiencies2021UK-ICAEW£6,315
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Cadwallader & Co LLP accounting fraud or deficiencies2021UK-ICAEW£2,856
Timothy N. Horne Ltd accounting fraud or deficiencies2021UK-ICAEW£1,757
Guilfoyle, Sage & Co accounting fraud or deficiencies2021UK-ICAEW£29,115
Haysmacintyre LLP accounting fraud or deficiencies2021UK-ICAEW£8,015
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£2,100
Warr & Co Limited accounting fraud or deficiencies2021UK-ICAEW£750