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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . ParentParent Major IndustryOffence TypeYearAgencyPenalty Amount
Threadneedle Asset Management Limited investor protection violation2015UK-FCA£6,038,504
Thorpe & Co Property Limited EAB anti-money-laundering deficiencies2022UK-HMRC£10,875
Thorntons Law LLP investor protection violation2010UK-FSA£35,000
ThorntonRones Ltd accounting fraud or deficiencies2019UK-ICAEW£750
Thorne Widgery Accountancy Ltd accounting fraud or deficiencies2018UK-ICAEW£12,067
Thompson’s Gallery Aldeburgh AMP anti-money-laundering deficiencies2022UK-HMRC£5,500
Thompson Wright Limited accounting fraud or deficiencies2020UK-ICAEW£266
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Thompson and Williams Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,500
This Is Our Business Limited tax violations2018UK-HMRC£39,524
Thirsty Foods Ltd tax violations2023UK-HMRC£69,923
Thickbroom Coventry Limited accounting fraud or deficiencies2020UK-ICAEW£6,091
Thetford Food Centre Ltd tax violations2020UK-HMRC£16,986
Theale Tandoori Ltd tax violations2019UK-HMRC£77,799
The Windsor Castle tax violations2023UK-HMRC£40,045
The Wellington tax violations2023UK-HMRC£31,414
The Waterfront Accountancy Group Limited accounting fraud or deficiencies2019UK-ICAEW£8,340
The Vehicle Finance Gurus Ltd ASP anti-money-laundering deficiencies2022UK-HMRC£6,000
The Upper Scale Limited tax violations2022UK-HMRC£458,705
The Upper Scale tax violations2022UK-HMRC£70,565
The Trading Exchange Network Limited tax violations2021UK-HMRC£32,777
The TJM Partnership Limited anti-money-laundering deficiencies2022UK-FCA£2,038,700
The Tax Repayment Agency Ltd tax violations2021UK-HMRC£27,724
The Tasty tax violations2022UK-HMRC£74,128
The Smile Zone tax violations2023UK-HMRC£37,846
The Shalimar tax violations2018UK-HMRC£103,808
The Scarborough Hotel tax violations2023UK-HMRC£26,312
The Royal Oak tax violations2018UK-HMRC£20,917
The Royal Bank of Scotland plc et al.NatWest Group PLCfinancial servicesanti-money-laundering deficiencies2010UK-FSA£5,600,000
The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V.NatWest Group PLCfinancial servicesinvestor protection violation2013UK-FCA£5,620,300
The Royal Bank of Scotland plc and National Westminster Bank PlcNatWest Group PLCfinancial servicesmortgage abuses2014UK-FCA£14,474,600
The Rowley Bar and Grill Ltd tax violations2022UK-HMRC£260,656
The Robert Woolfson Partnership accounting fraud or deficiencies2019UK-ICAEW£4,500
The Red House (Newport Pagnell) Ltd tax violations2023UK-HMRC£56,378
The Prudential Assurance Company LimitedM&G PLCfinancial servicesinvestor protection violation2019UK-FCA£23,875,000
The Prudential Assurance Company LimitedM&G PLCfinancial servicesinvestor protection violation2013UK-FSA£16,000,000
The Property Syndicate Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,350
The Property Sisters Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
The Plaice to Go tax violations2016UK-HMRC£26,406
The Pioniers Construction Group Ltd. tax violations2023UK-HMRC£116,550
The Patek Life tax violations2022UK-HMRC£40,362
The Paper Shop tax violations2016UK-HMRC£23,642
The Oxford Arms tax violations2023UK-HMRC£14,730
The New Manchurian Ltd tax violations2022UK-HMRC£62,581
The Naz Ormeau Road Ltd tax violations2022UK-HMRC£34,160
The Mudd Partnership accounting fraud or deficiencies2015UK-ICAEW£24,905
The Men's Room (Lichfield) Limited tax violations2017UK-HMRC£14,261
The Mango Lounge tax violations2023UK-HMRC£55,880
The London Meat Company Limited tax violations2023UK-HMRC£97,057
The LK Partnership LLP ASP anti-money-laundering deficiencies2022UK-HMRC£2,549
The Limes Cafe tax violations2022UK-HMRC£29,965
The Hollandridge Group Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,500
The Grill Co tax violations2023UK-HMRC£57,612
The Gray House Lettings & Property Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,250
The Golden Lion Restaurant Ltd tax violations2018UK-HMRC£53,789
The Gate Inn tax violations2016UK-HMRC£12,754
The Frying Pan tax violations2019UK-HMRC£18,321
The Fox and Hounds (Leicestershire) Ltd tax violations2020UK-HMRC£49,310
The Food Group Ltd tax violations2023UK-HMRC£119,988
The Eye of the Tiger UK Ltd tax violations2018UK-HMRC£166,788
The EPH Core Trading Co Ltd tax violations2018UK-HMRC£192,512
The District Arms tax violations2019UK-HMRC£42,955
The Crown (Tur Langton) Ltd tax violations2022UK-HMRC£24,137
The Country Kitchen tax violations2018UK-HMRC£42,807
The Copy Shop (Elgin) Limited tax violations2019UK-HMRC£12,695
The Codfather Fish Bar tax violations2018UK-HMRC£13,854
The Channel Islands Stock Exchange, LBG investor protection violation2014UK-GFSC£190,000
The Cedar Restaurant and Bar Limited tax violations2020UK-HMRC£95,300
The Bridge and Bayleaf Ltd tax violations2021UK-HMRC£45,672
The Big Screen Co & Persuasive Image tax violations2017UK-HMRC£25,240
The Beer and Wine Company Ltd dba Gianluca Drinks tax violations2019UK-HMRC£179,465
The Beach Restaurant tax violations2018UK-HMRC£51,875
The Barrygate tax violations2018UK-HMRC£14,867
The Bank of New York Mellon International Limited et al.Bank of New York Mellonfinancial servicesinvestor protection violation2015UK-FCA£126,000,000
The 7 Spices (Larkhall) Ltd tax violations2023UK-HMRC£50,203
Thameside Labour Hire London Limited tax violations2017UK-HMRC£364,424
Thaker & Co. accounting fraud or deficiencies2018UK-ICAEW£575
Thai Sunshine Restaurant tax violations2018UK-HMRC£61,908
Thai Orchard Restaurants Limited Thai Elephant Restaurant tax violations2019UK-HMRC£48,189
TFS-ICAP Ltd. investor protection violation2020UK-FCA£3,444,100
Tex-Mex Cantina Ltd dba Cafe Sol tax violations2016UK-HMRC£63,461
Tesco Stores LimitedTesco PLCretailingaccounting fraud or deficiencies2019UK-SFO£132,000,000
Tesco Personal Finance plcTesco PLCretailingprivacy violation2018UK-FCA£16,400,000
Tequila's Limited tax violations2020UK-HMRC£349,187
Tepilo Limited anti-money-laundering deficiencies2018UK-HMRC£52,691
Templeton Robinson Commercial (NI) LLP EAB anti-money-laundering deficiencies2022UK-HMRC£4,000
Templemoyle Plastering Ltd tax violations2021UK-HMRC£26,849
Temple Wharf Property Consultants Limited EAB anti-money-laundering deficiencies2022UK-HMRC£3,000
Temple Industries Ltd dba The Temple tax violations2018UK-HMRC£23,142
Telia Carrier UK Limited economic sanction violation2019UK-OFSI£146,341
Telford Accountancy Services Limited ASP anti-money-laundering deficiencies2022UK-HMRC£2,362
Tekin Trading Ltd dba Kirve Food Centre tax violations2019UK-HMRC£59,760
Tejoori Limited investor protection violation2017UK-FCA£70,000
Technofix Ltd tax violations2021UK-HMRC£27,589
Technica Group tax violations2017UK-HMRC£21,486
Tech Traders Ltd tax violations2023UK-HMRC£65,448
Teams The Pizza Master Ltd tax violations2021UK-HMRC£43,970
Team Audit Ltd accounting fraud or deficiencies2021UK-ICAEW£1,400
Tclass Facilities Management Limited tax violations2023UK-HMRC£38,275
TC Railways Limited tax violations2018UK-HMRC£18,450
TBTR Ltd dba The Boat That Rocks tax violations2016UK-HMRC£86,248