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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,997,582,801
Number of Penalty Cases: 4,044
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
AstraZeneca£505,000,0001
UBS£456,138,7768
NatWest Group PLC£350,251,2569
Barclays£184,677,3698
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£167,795,0242
Goldman Sachs£148,461,5004
HSBC£146,144,4006

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconParentParent Major IndustryOffence TypeYearAgencyPenalty Amount
Cenkos Securities Plc investor protection violation2016UK-FCA£530,500
Cent Furniture Limited tax violations2023UK-HMRC£128,598
Central Limited EAB anti-money-laundering deficiencies2023UK-HMRC£2,750
Centurion Property Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£2,750
CEQ Limited tax violations2024UK-HMRC£22,888
Certes Capital Limited (formerly Marlborough Pension Trustees Limited) investor protection violation2019UK-GFSC£0
CFO For Growth Limited ASP anti-money-laundering deficiencies2022UK-HMRC£3,000
CGS Site Services Ltd tax violations2018UK-HMRC£519,814
Chadico Limited dba Mia Lounge tax violations2016UK-HMRC£435,129
Chadwick & Company (Manchester) Ltd accounting fraud or deficiencies2024UK-ICAEW£365
Chai Thali Limited tax violations2023UK-HMRC£36,991
Chambers Nottm Ltd tax violations2018UK-HMRC£364,647
Chameleon Consultants Limited EAB anti-money-laundering deficiencies2021UK-HMRC£2,850
Champy's Restaurant Ltd tax violations2019UK-HMRC£42,237
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Changeable Eyewear Ltd tax violations2019UK-HMRC£37,039
Changtel Solutions UK Ltd dba Enta Technologies Ltd. tax violations2017UK-HMRC£501,137
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
Chantrey Vellacott DFK LLP accounting fraud or deficiencies2016UK-ICAEW£41,805
Charles Alexander & Co Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
Charles Schwab UK Ltd.Charles Schwab Corp.financial servicesinvestor protection violation2020UK-FCA£8,963,200
Charlie Chan's tax violations2018UK-HMRC£69,148
Charlie Chans tax violations2019UK-HMRC£85,193
Charlie Chans tax violations2019UK-HMRC£42,352
Charlotte Bradley Transport Ltd tax violations2016UK-HMRC£12,877
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£1,000
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupfinancial servicesinvestor protection violation2014UK-FCA£560,000
Chawla and Gulati Property Investments Ltd tax violations2018UK-HMRC£10,666
Cheadle Gourmet Restaurant Limited formerly trading as The Garam Massala tax violations2023UK-HMRC£52,753
Cheesmans accounting fraud or deficiencies2022UK-ICAEW£145,000
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
Chelepis Watson Limited accounting fraud or deficiencies2023UK-ICAEW£2,600
Chelsea House Hotel tax violations2018UK-HMRC£16,925
Chen Li Limited dba China Garden tax violations2016UK-HMRC£61,578
Cheney & Co. accounting fraud or deficiencies2023UK-ICAEW£10,000
Cheng Du Buckingham Ltd tax violations2018UK-HMRC£24,239
Chennai Chutney Ltd tax violations2018UK-HMRC£17,379
Cheshire Agricultural Contracting Limited tax violations2024UK-HMRC£897,618
Cheshunt Fabrications Ltd tax violations2024UK-HMRC£171,441
Chester Estate Agents Limited anti-money-laundering deficiencies2023UK-HMRC£1,950
CHG Holdings Ltd tax violations2022UK-HMRC£247,463
Chickens and Grills Ltd t/a PCG Pizza & Chicken Grill tax violations2024UK-HMRC£39,202
Chickn Lickn Belfast Limited tax violations2021UK-HMRC£22,917
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
Chiddicks Homes Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,000
China City 7 Limited tax violations2023UK-HMRC£160,486
China Dong tax violations2024UK-HMRC£118,586
China Exp Ltd tax violations2019UK-HMRC£24,974
China Garden (Bexhill) Limited (formerly trading as 'China Garden') tax violations2024UK-HMRC£60,722
China K Ltd dba China King tax violations2018UK-HMRC£47,189
China Time tax violations2023UK-HMRC£60,273
Chinese Business Gazette Ltd tax violations2019UK-HMRC£14,558
Chinese New Garden Ltd tax violations2022UK-HMRC£85,543
Chip Ahoy tax violations2022UK-HMRC£21,497
Chips Ahoy tax violations2023UK-HMRC£27,854
Chloe's Antique Ltd tax violations2023UK-HMRC£13,073
Chohan Management Limited tax violations2022UK-HMRC£61,352
Chong & Associates Limited anti-money-laundering deficiencies2022UK-HMRC£0
Chris Duckett Limited accounting fraud or deficiencies2023UK-ICAEW£234
Christchurch Investment Management Limited investor protection violation2012UK-FSA£26,600
Christina Nail Spa Ltd tax violations2021UK-HMRC£143,372
Christopher Thomas & Co Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£14,500
CIE Europe Ltd anti-money-laundering deficiencies2020UK-HMRC£1,600
CIM Technologies Ltd. dba Tooth Fairy Finance payday lending violation2010UK-OFT£0
Cinderhall Limited accounting fraud or deficiencies2024UK-ICAEW£5,458
Circa Accountants Limited ASP anti-money-laundering deficiencies2022UK-HMRC£6,072
Circle Contemporary AMP anti-money-laundering deficiencies2023UK-HMRC£1,500
Citadel Insurance Company Limited anti-money-laundering deficiencies2020UK-IOM£2,170
Citified Management Services Limited tax violations2017UK-HMRC£152,480
Citigroup Global Markets LimitedCitigroupfinancial servicesinternal controls deficiency2024UK-FCA£27,766,200
Citigroup Global Markets LimitedCitigroupfinancial servicesinternal controls deficiency2024UK-PRA£33,880,000
Citigroup Global Markets LimitedCitigroupfinancial servicesinvestor protection violation2022UK-FCA£12,553,800
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branchCitigroupfinancial servicesinternal controls deficiency2019UK-PRA£43,890,000
City Fox Investments Limited tax violations2024UK-HMRC£124,955
City Heights Legal Solutions Limited anti-money-laundering deficiencies2024UK-SRA£2,987
City Index Limited investor protection violation2011UK-FSA£490,000
City Move Property Group Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,500
City View Hotel Ltd tax violations2018UK-HMRC£12,384
City Wharf Apartments Ltd tax violations2018UK-HMRC£27,204
Cityzen Property London Limited EAB anti-money-laundering deficiencies2022UK-HMRC£6,600
Cityzen Property Management Limited EAB anti-money-laundering deficiencies2022UK-HMRC£7,000
CJ Decorators Ltd tax violations2018UK-HMRC£44,064
Clancy's tax violations2022UK-HMRC£17,731
Claremont Homes (UK) Limited tax violations2019UK-HMRC£146,418
Claremont's Fine & Country Limited EAB anti-money-laundering deficiencies2023UK-HMRC£7,400
Clark & Co Estates Ltd EAB anti-money-laundering deficiencies2023UK-HMRC£7,000
Clark Mobility Services and Nessies Discount Furniture Store tax violations2017UK-HMRC£50,873
Clarke Cole Accounting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£4,419
Clarke Demolition Company Limited tax violations2021UK-HMRC£78,162
Clarke Nicklin LLP accounting fraud or deficiencies2023UK-ICAEW£28,000
Clays Farm Gold Centre tax violations2015UK-HMRC£46,781
Clear Junction Ltd economic sanction violation2021UK-OFSI£36,393
Clear Vision Accountancy Ltd accounting fraud or deficiencies2016UK-ICAEW£10,305
Clearwater Properties tax violations2017UK-HMRC£35,259
Clement Hughes & Co anti-money-laundering deficiencies2024UK-SRA£9,993
Clicklettings Limited EAB anti-money-laundering deficiencies2022UK-HMRC£14,500
Clifford Lax 1919 Limited EAB anti-money-laundering deficiencies2023UK-HMRC£4,400
Clive Owen LLP accounting fraud or deficiencies2021UK-ICAEW£32,060
Clive Owen LLP accounting fraud or deficiencies2022UK-ICAEW£23,048
Close Investments LimitedClose Brothers Group PLCfinancial servicesinvestor protection violation2010UK-FSA£98,000